Back

Search results

Found 6017 results. Displaying page 397 of 402

  1. 2 November 2020

    FMA opens consultation on guidance for KiwiSaver fees

    The FMA’s guidance sets out the regulatory approach to the requirement that KiwiSaver fees not be unreasonable.
    Tags
    Regulation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page, Guidance

  4. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 28 August 2014

    Consultation Paper: SIPOs and Limit Breaks

    In August/September 2014, the FMA consulted on SIPOs and Limit Breaks. 21 submissions were received. A summary of the submission feedback can be downloaded here.
    Tags
    Managed investment schemes, Consultations, Roles, Business
    Type
    Page

  8. 31 August 2022

    Securities Act (Amalgamations)

    Securities Act (Amalgamations) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 22 March 2019

    www.redsolarcapital.com

    FMA warns that the website www.redsolarcapital.com is not associated with or operated by Red Solar Capital Limited, which is registered and licensed in Hong Kong.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 16 June 2021

    Catalist Markets Limited

    Catalist Markets Limited is a licensed market operator.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  15. 22 June 2016

    SPGI Director sentenced today

    SPGI director Mark Andrew Turnock has today been sentenced in the Auckland High Court to four months home detention and 200 hours of community work. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page