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  1. 26 June 2024

    FMA Update

    We provide regular communications as part of our efforts to ensure you have access to the appropriate resources to help you make informed decisions – whether you are an industry professional or regular investor. Our monthly market update is called the FMA Update. Subscribe here.
    Tags
    Campaigns, News & Insights
    Type
    Page

  3. 2 July 2024

    Soul Capital Limited

    Soul Capital Limited is an AML/CFT reporting entity
    Tags
    Type
    Page

  5. 3 July 2024

    Vero

    FMA filed High Court proceedings against Vero Insurance New Zealand Limited for failing to apply multi-policy discounts, which led to affected customers being overcharged approximately $8.7 million in premiums. View the case timeline on this page.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  6. 25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  7. 28 June 2023

    Reports and papers

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  8. 20 June 2024

    Advisory: FMA publishes Auditor Regulation and Oversight Plan

    The Auditor Regulation and Oversight Plan 2024-2027 plan is similar to last year’s. As the FMA has moved to annual monitoring of audit firms, rather than periodic reviews previously, our approach is continuously updated where appropriate.
    Tags
    Media release, Auditors, Directors, Reports and Papers, Roles, Business, Accredited bodies, News & Insights
    Type
    Page, Information Sheet

  9. 17 December 2020

    Exchange-traded funds

    Exchange Traded Funds (ETFs) can be a simple and affordable way of investing in the sharemarket. ETFs enable you to invest in a diverse range of investments, through either a one-off lump sum or a regular savings plan. Learn more about ETFs, understand the risks and returns before you invest.
    Tags
    ETFs, Ways to invest, Investing, Consumer
    Type
    Page

  10. 5 July 2024

    Shares guide

    The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.
    Tags
    Shares, Investing, Investor information, Ways to invest, Consumer
    Type
    PDF
    • Suspected scam

    5 July 2024

    Pro-Limited.com - Suspected scam

    FMA has reason to believe that the Pro-Limited.com website is being used to conduct an investment scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 8 July 2024

    FAP regulatory returns guide

    Information Sheet for Financial Advice Providers (FAPs) who are submitting an annual FAP regulatory return online
    Tags
    Financial Advice Provider, Roles, Business
    Type
    PDF

  13. 5 July 2024

    Managed Fund Guide

    The Managed Fund Guide is your guide to choosing, buying and monitoring managed funds and exchange traded funds (ETFs).
    Tags
    Managed funds, Ways to invest, Investing, Investor information, Consumer
    Type
    PDF

  14. 5 July 2024

    Bonds Guide

    The Bonds Guide provides investors with information on how to choose, buy and own bonds.
    Tags
    Bonds, Ways to invest, Investing, Investor information, Consumer
    Type
    PDF