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Found 5976 results. Displaying page 61 of 399

1. 27 November 2023

   Medical Assurance Society to pay $2.1 million penalty for making false and misleading representations to customers

   Medical Assurance Society New Zealand Limited (MAS) has been ordered to pay a pecuniary penalty of $2.1 million for making false and/or misleading representations to some customers, following proceedings brought by the Financial Markets Authority (FMA).

   Tags

   Media release, Fair dealing, Judgment, Business, News & Insights, Enforcement

   Type

   Page

2. 5 December 2023

   FMA publishes 2023 annual report

   The FMA today published the FMA annual report for the year to 30 June 2023.

   Tags

   Media release, Business, FMA, News & Insights

   Type

   Page, Annual report, Corporate publications

3. 31 January 2024

   Speech by Samantha Barrass to the Financial Services Council Outlook 2024

   Speech by Samantha Barrass to the Financial Services Council Outlook 2024

   Tags

   Speeches and presentations , FMA people, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, FMA, News & Insights

   Type

   Page

4. 2 February 2024

   Titan Trustees, Monet Heritage, Fox Asset Finance, FCS Assets, Metro Capital – Imposter websites, duplicate websites

   Investor warning: Titan Trustees, Monet Heritage, Fox Asset Finance, FCS Assets, Metro Capital websites are duplicate and offer similar short-term investment plans. None of the websites appear to be registered as Financial Service Providers, as is required to offer financial products in New Zealand.

   Tags

   Suspected scam, Scams

   Type

   Page

5. 7 February 2024

   GS Partners – subject to various overseas warnings and regulatory actions

   Investor warning: GS Partners could be operating a scam and is subject to warnings issued by the international regulators. We recommend caution.

   Tags

   Suspected scam, Scams

   Type

   Page

6. 8 February 2024

   Yuen Pok (Paul) Loo sentenced for forgery and financial markets legislation offences

   Yuen Pok (Paul) Loo has been sentenced in the Manukau District Court following a prosecution brought by the FMA.

   Tags

   Media release, Financial Adviser, Roles, Financial Advice Provider, Business, News & Insights, Enforcement

   Type

   Page

7. 13 June 2022

   Reporting a deficit – how to address the auditor shortage in New Zealand

   Jacco Moison, FMA Head of Audit and Financial Reporing talks about the shortage of experienced auditors in New Zealand and the implications for investors and stakeholders.

   Tags

   Auditors, FMA stories, Roles, Business, News & Insights

   Type

   Page, Financial reporting

8. 17 November 2021

   Mandatory climate-related disclosures – a new regime for NZ and the FMA

   FMA director of capital markets, Sarah Vrede talks about climate-related disclosures for significant financial entities.

   Tags

   FMA people, FMA stories, Ethical finance, Climate related disclosure, Opinion, Business, FMA, News & Insights

   Type

   Page

9. 21 March 2024

   Greenland Finance Enterprise – Suspected scam

   We recommend caution when dealing with Greenland Finance Enterprise Global Investments (Greenland) and a duplicate website Inez Finance Limited.

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

10. 19 March 2024

    Tricom Capital Management, Alpha-securities Ltd, Wader Securities, and WCT Investments PTE Ltd – Suspected Scam

    FMA are concerned that Tricom Capital Management, Alpha-securities Ltd, Wader Securities, and WCT Investments PTE Ltd may be operating an ongoing investment scam where investors are offered fictitious Initial Public Offering (IPO) shares

    Tags

    Scams

    Type

    Page

11. 8 April 2024

    FMA introduces new standard condition on business continuity and technology systems plus new process for reporting operational incidents

    The FMA is introducing a new standard condition for certain market licence holders following consultation. The new licence condition will focus on business continuity and technology systems. The new condition will come into effect on 1 July 2024.

    Tags

    Media release, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Standard conditions, Roles, Licensing & registration, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers

    Type

    Page

12. 12 July 2023

    Consultation: Proposed standard condition on business continuity and technology systems

    The FMA has issued a Regularly Impact Statement (RIS) and summary of responses following consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.

    Tags

    Consultations, Crowdfunding providers, Derivative Issuer, Discretionary Investment Management Services (DIMS), Roles, Business, Managed investment schemes, Peer-to-peer lending service providers

    Type

    Page

13. 11 April 2024

    Market2Cap – Withholding of client funds, suspected scam, overseas regulator warning

    We are aware of a New Zealand investor who has invested through Market2Cap is unable to withdraw the funds they invested, additional fees are required to process funds withdrawals.

    Tags

    Investor warning, Derivative Issuer, Business, Consumer

    Type

    Page

14. 24 September 2020

    Supervision Insights report

    An overview of the FMA’s supervision activities and findings from our monitoring reviews of regulated entities.

    Tags

    Reports and Papers, Roles, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Business, Interposed persons under new financial advice regime, Managed investment schemes, News & Insights, Peer-to-peer lending service providers

    Type

    Page

15. 31 October 2015

    New Zealand Discretionary Investment Management Services Limited

    New Zealand Discretionary Investment Management Services Limited (Previous name: Stewart Group Wealth Management Limited), FSP441406, is licensed to provide Discretionary Investment Management Services (DIMS).

    Tags

    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business

    Type

    Page