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1. 24 September 2015

   Consultation paper: Charities raising funds through debt securities

   Consultation paper: Charities raising funds through debt securities. Read more here.
   

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2. 14 December 2022

   FMA files market manipulation case against Kok Ding Cheng for trading of Rua shares

   FMA has filed High Court civil proceedings against Kok Ding Cheng, for alleged market manipulation of NZX-listed shares of Rua Bioscience Limited (RUA).

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   Media release, Market manipulation, Enforceable action, News & Insights, Enforcement

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3. 12 December 2022

   Bay Exchange is not registered to provide financial services in New Zealand

   Bay Exchange is providing financial services to New Zealand residents without complying with the New Zealand financial markets legislation.

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   Fake regulator, Suspected scam, Scams

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4. 22 December 2020

   elezenocap.com

   We are concerned that www.elezenocap.com may be operating a scam and are withholding invested funds.

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   Imposter website, Suspected scam, Scams

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5. 13 April 2022

   FMA warns against illegal derivative services offered by Prime Capital Limited

   WARNING: Prime Capital Limited, offers trading in derivative products via their website, iprimecapital.com are not registered to provide financial services in New Zealand. The FMA warns caution when dealing with this company.

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   Suspected scam, Scams

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6. 24 August 2022

   Investor alert: Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

   The FMA is advising the public to exercise caution when conducting financial services with Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

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   Fake regulator, Scams

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7. 12 December 2018

   WiseBanc

   WiseBanc is not registered on the Financial Service Providers Register, it is therefore not permitted to provide financial services to New Zealand residents

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   International regulator alerts, Scams

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8. 17 April 2020

   MetalsWise

   MetalsWise is not registered and/or licensed to offer financial services to New Zealand residents.

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   Investor warning, Unregistered business, Consumer

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9. 31 May 2022

   Assured Digital Bank is not registered as a Financial Service Provider in New Zealand

   WARNING: Assured Digital Bank is offering financial services to New Zealand residents but is not registered as a Financial Service Provider as required by New Zealand financial markets legislation.

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   Investor warning, Unregistered business, Consumer

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10. 12 September 2022

    Consultation: Proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs)

    Consultation on the proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs).

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Consultations, Authorised body under a FAP, Business

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11. 17 June 2021

    KiwiSaver fund switching among younger people – helping out next time volatility hits

    FMA Manager of Investor Capabiility, Gillian Boyes talks about how we can help out younger people next time market volatility hits KiwiSaver.

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    Roles, Article, Business, Managed investment schemes

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12. 14 September 2021

    The Goldilocks dilemma (or how to choose the FAP full licence class that’s just right)

    On this page Derek Grantham, Principal Consultant, Market Engagement at the FMA talks about FAP full licence options.

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    FMA stories, Financial Advice Provider, Roles, Business, News & Insights

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13. 5 April 2019

    Presentation by Rob Everett at the NZ Capital Markets Forum

    Speech by Rob Everett, FMA CE at the NZ Capital Markets Forum 2019.

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    Speeches and presentations , News & Insights

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14. 28 November 2017

    Presentation by Derek Grantham and John Botica to the Navigating Regulation Advice Summit - FSC

    FMA Director of Market Engagement, John Botica, talks at the FSC Navigating Regulation Advice Summit 2017.

    Tags

    New Financial Advice regime, Speeches and presentations , Business, News & Insights

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15. 6 September 2018

    Presentation by Rob Everett to the Financial Services Council and Workplace Savings NZ 2018 National Conference

    Presentation by Rob Everett, FMA CE, to the Financial Services Council and Workplace Savings NZ 2018 National Conference.

    Tags

    FMC Act, Legislation, Speeches and presentations , Business, News & Insights

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