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  1. 23 October 2019

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019 comes into force on 22 October 2019 and is revoked on 21 October 2024. This notice exempts Obsidian Group Limited (the Manager) from some provisions of the Financial
    Markets Conduct Regulations 2014 (the Regulations) and the Financial Markets Conduct Act
    2013 (the Act) in respect of the Obsidian Contributory Mortgage Scheme (the Scheme).
    Tags
    Exemptions, Business
    Type
    Page

  2. 14 March 2024

    Tradesafer – Suspected scam

    We recommend caution when dealing with Tradesafer/ Australian Trader/Tradesafer Group (Tradesafer) and its various websites.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  3. 1 October 2019

    Guidance note: Supervisor licensing

    Guidance note: Supervisor licensing is for persons applying for a supervisor’s licence, to replace an expiring licence or to vary an existing licence.
    Tags
    Licensing & registration, Roles, Business, Supervisor
    Type
    Page, Guidance

  4. 18 January 2018

    phuei-century.com

    There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  5. 9 April 2024

    Sirk Investments Limited – Imposter website, suspected scam

    The FMA is concerned that Sirk Investments Limited may be operating an ongoing scam. Its website is linked to an earlier warning issued about an imposter of J Rothschild.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  7. 15 April 2024

    AC Finance Limited – Imposter website

    We recommend caution when dealing with AC Finance Limited and its website.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  8. 15 April 2024

    AGInvest Trading Limited DBG

    AGInvest Trading Limited including: AGInvest Trading Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  9. 17 April 2024

    AxonExchange – Imposter website, suspected scam

    The FMA recommends caution when dealing with AxonExchange and its associated websites. We are aware of an investor who has invested with AxonExchange and is now unable to withdraw funds.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  11. 29 June 2023

    Tiger Brokers (NZ) Limited

    The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009, in proceedings brought by the FMA.  
    Tags
    AML/CFT, Roles, Formal warning, Powers, Business, Enforcement
    Type
    Page

  12. 8 June 2023

    AA Insurance Limited (AAI)

    FMA has files civil proceedings against AA Insurance Limited (AAI)
    Tags
    Fair dealing, Insurance Providers, Court – civil, Powers, Business, Enforcement
    Type
    Page

  13. 1 August 2022

    Alliant Perpetual

    FMA issued an infringement notice to Alliant for failing to file financial statements by their due date.
    Tags
    Infringement notice, Powers, Enforcement
    Type
    Page

  15. 27 July 2015

    Green Gardens Finance Trust Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page