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Found 5978 results. Displaying page 348 of 399

  2. 11 October 2023

    Saltaire Finance - Unregistered business, unsolicited offers

    We are aware that a representative from saltairefinanceplc.com has made unsolicited contact to a New Zealand resident and offered investment in shares. The Financial Markets Conduct Act 2013 prohibits unsolicited offers of financial products.
    Tags
    Investor warning, Consumer
    Type
    Page

  3. 4 October 2023

    CRD record keeping summary of key themes

    Climate related disclosure record keeping summary of key themes.
    Tags
    Climate related disclosure, Climate Reporting Entities, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  6. 27 June 2023

    Consumer Guide Capital Notes

    Capital notes and similar products such as perpetual subordinated notes or hybrid securities.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    PDF

  9. 18 October 2023

    Exemption Notice - Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023

    The Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2023 provides an exemption for issuers of financial products who wish to provide their PDS in both te reo Māori and English, providing relief from the requirements in the FMC Regulations relating to the prescribed length limits and, if necessary, some prescribed statements and formatting.
    Tags
    Exemptions, Business
    Type
    PDF

  10. 24 October 2023

    GroU Money Limited

    GroU Money Limited is an AML/CFT reporting entity.
    Tags
    Type
    Page

  12. 31 August 2015

    Become Wealth Ltd

    Become Wealth Ltd, previously known as Milestone Direct Limited, FSP249805, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  13. 30 October 2020

    Tempo Limited

    Tempo Limited is an AML/CFT reporting entity. The entity was previous know as Trove NZ Limited changed to Tempo Limited on date 13 November, 2023.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  14. 13 November 2023

    Financial Market Infrastructures Act Designation Notice NZ Clear 2023

    This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.
    Tags
    Financial market infrastructures, Market operator, Roles, Business
    Type
    PDF

  15. 15 November 2023

    Lifetime Trustee Limited

    Lifetime Trustee Limited is an AML reporting entity. Lifetime Trustee Limited was previous named SUPERANNUATION MANAGEMENT NOMINEES LIMITED, the name was changed on 15 November 2023.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page