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  1. 27 July 2015

    FMA issues first Stop Order against Green Gardens Finance Trust Ltd

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 29 May 2017

    FMA survey: Investor confidence bounces back

    Major disruptions in world events over the last year have not dented New Zealanders’ confidence in financial markets. The FMA today released its annual survey into the public’s attitude to financial markets. The survey shows that confidence has risen significantly to 65% among all respondents, from 56% in 2016.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  4. 11 June 2021

    Temporary extension for certain reporting deadlines

    The FMA is providing temporary relief to eligible entities a one-month extension to file their audited financial statements and comply with certain related reporting deadlines. The relief is available for eligible entities with balance dates between 31 March 2021 and 31 December 2021. Some conditions apply.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  5. 10 August 2022

    Investor alert: VHNX is not licensed to offer derivative trading services in New Zealand

    WARNING: FMA is concerned that the website vhnx.com may be operating a scam. We have received reports that representatives from VHNX are cold-calling New Zealand residents with investment offers when it is not authorised to do so. We have also received reports of people being unable to withdraw their funds.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page

  7. 13 July 2016

    Changes recommended to the FAA and FSPR are good for consumers

    The Financial Markets Authority welcomes the Minister of Commerce and Consumer Affairs, Paul Goldsmith’s recommendations on changes to two significant pieces of legislation for NZ’s financial markets.
    Tags
    Financial advice, Media release, Consumer, News & Insights
    Type
    Page

  9. 24 April 2012

    Court supports FMA adviser decision

    The Wellington District Court has dismissed an appeal by Sean Wood against a Financial Markets Authority decision to decline his application for authorisation as an Authorised Financial Adviser (AFA). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 19 May 2011

    Statement on Whimp Decision

    The Court has confirmed that the 'deferred payment' offers made by Mr Bernard Whimp and associated entities were misleading. FMA accepts the Court's decision. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 5 October 2017

    KiwiSaver continues to grow - FMA continues to push providers on customer engagement

    The FMA’s annual KiwiSaver report based on returns as at 31 March 2017 shows total assets were up $7 billion from $33.8 billion in 2016. Investment returns of $2.7 billion were more than double those of 2016, and are close to the previous record $3 billion, reported in 2015.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  12. 2 December 2021

    Warning about toddenergyinvestment.com

    WARNING: toddenergyinvestments.com is falsely purporting to be associated with a registered New Zealand company – Todd Energy Limited, and may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  14. 6 May 2011

    FMA Orders Whimp to Disclose Warning

    The FMA has ordered Mr Bernard Whimp and associated persons to include a warning from FMA at the beginning of any unsolicited offer they may make. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page