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Found 3727 results. Displaying page 40 of 249

1. 9 June 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017 amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017.

   Tags

   Designations, Business

   Type

   Page

2. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   Tags

   Waivers, Business

   Type

   PDF

3. 1 January 2015

   Consultation: Request for Comment on Proposed AFA Adviser Business Statement Guide (Version 2)

   Consultation: Request for Comment on Proposed AFA Adviser Business Statement Guide (Version 2). Read more here.

   Tags

   Financial Adviser, Roles, Consultations, Business

   Type

   Page

4. 15 November 2022

   Warning: Oaklandholdingltd.net is not registered to provide financial services in NZ

   Oaklandholdingltd.net is purporting to be a registered company in NZ, by using the name and address of a legitimate New Zealand company.

   Tags

   Imposter website, Scams

   Type

   Page

5. 10 May 2016

   Management bans and undertakings of non-participation

   Listed below are individuals who are precluded from engaging in certain activities in respect of the governance and/or management of companies as a consequence of action taken by the FMA.

   Tags

   Enforceable action, Enforcement

   Type

   Page

6. 8 December 2022

   www.ctrlex.com is not associated with financial service provider, CTRL Investments Limited

   WARNING: www.ctrlex.com is not registered as a financial service provider in New Zealand.

   Tags

   Imposter website, Scams

   Type

   Page

7. 19 March 2021

   Jarden Securities Limited

   Jarden Securities Limited, FSP3202, is a licensed derivatives issuer.

   Tags

   Derivative Issuer, Licensed entity, Roles, Reporting entities, Business

   Type

   Page

8. 11 September 2014

   Hayden and George Jones

   This criminal proceeding relates to allegations that Hayden and George Jones, as Directors of Heritage Park Taupo Limited and Heritage Park Investments Limited, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993.

   Tags

   Enforcement

   Type

   Page

9. 24 January 2023

   Magnitude Financial Group offering unrealistically high returns

   WARNING: We are concerned that Magnitude Financial Group is operating a scam via their websites magnitudefinancialgroup.co.nz and magnitudefinancial-nz.co.

   Tags

   Suspected scam, Scams

   Type

   Page

10. 6 October 2022

    Investor alert: Kemik not registered to provide financial advice in New Zealand

    WARNING: Kemik not registered to provide financial advice in New Zealand

    Tags

    Scams

    Type

    Page

11. 21 October 2022

    Investor warning: Easy Trade Investment not registered to provide financial services in New Zealand

    WARNING: Easy Trade Investment claims to trade in foreign exchange, stock, bonds, and cryptocurrencies through their trading platform, however, it is not a registered Financial Service Provider in New Zealand.

    Tags

    Scams

    Type

    Page

12. 20 October 2022

    Goldenchaseltd.com is impersonating a legitimate company in New Zealand

    WARNING: Goldenchaseltd.com is not registered to provide financial services in New Zealand

    Tags

    Imposter website, Scams

    Type

    Page

13. 16 May 2022

    Forex trader and Crypto exchange, Gold Century Ventures may be operating a scam

    WARNING: Gold Century Ventures is not a registered financial service provider in New Zealand, they are not permitted to provide financial services to New Zealand residents. We recommend exercising caution when dealing with this entity.

    Tags

    Suspected scam, Scams

    Type

    Page

14. 13 April 2022

    FMA warns against illegal derivative services offered by Prime Capital Limited

    WARNING: Prime Capital Limited, offers trading in derivative products via their website, iprimecapital.com are not registered to provide financial services in New Zealand. The FMA warns caution when dealing with this company.

    Tags

    Suspected scam, Scams

    Type

    Page

15. 2 February 2023

    ASSURANCE BY DESIGN LIMITED

    ASSURANCE BY DESIGN LIMITED is an AML reporting entity.

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page