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  3. 14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
    Tags
    Offer information, Consultations, Exemptions, Business
    Type
    Page

  5. 13 July 2017

    Anthony Norman Wilson

    Wilson admitted three charges of making a false document for pecuniary advantage and one charge of dishonestly using a document for pecuniary advantage. Read more.
    Tags
    Cases, Court – criminal, Powers, Enforcement
    Type
    Page

  7. 3 November 2022

    Innovation

    The financial technology (FinTech) sector continues to evolve rapidly. Our aim is to ensure that the New Zealand regulatory system facilitates innovation that improves outcomes for customers and increases the efficiency and competitiveness of the financial system. This page talks to the FMA's view of innovation in financial markets and how we support the FinTech community.
    Tags
    FMA
    Type
    Page

  10. 23 November 2022

    FMC Act exemptions

    List of Markets Conduct Act exemptions.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 15 September 2022

    FMA Investor Profile – Sev Ozan

    Our latest Investor Profile is on Sev Ozan, a multi-hyphenate who has an active interest in investing.
    Tags
    Ways to invest, Shares, Investing, Article, Consumer, News & Insights
    Type
    Page

  13. 24 November 2017

    Fullerton Markets

    The FMA has issued a formal AML/CFT warning to Fullerton Markets. Read more.
    Tags
    AML/CFT, Enforceable action, Roles, Business, Enforcement
    Type
    Page

  14. 17 January 2018

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page

  15. 17 January 2023

    Public Trust

    Published Trust, FSP24561, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page