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Found 3726 results. Displaying page 228 of 249

1. 19 March 2020

   Financial Markets Conduct (Restricted Schemes – Custodian Assurance Engagement) Exemption Notice 2020

   Financial Markets Conduct (Restricted Schemes – Custodian Assurance Engagement) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 30 June 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 28 October 2015

   Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds

   Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds. Read more here.

   Tags

   Managed investment schemes, Consultations, Roles, Business

   Type

   Page

4. 1 December 2014

   Consultation Paper: Fund update template and guidance for calculating risk indicators

   Consultation Paper: Fund update template and guidance for calculating risk indicators. This consultation paper is for market participants that manage funds and for their supervisors and investors. Read more here.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

   Type

   Page

5. 29 January 2015

   Consultation: Proposed additional standard conditions for Authorised Financial Advisers

   Consultation: Proposed additional standard conditions for Authorised Financial Advisers. Read more here.

   Tags

   Financial Adviser, Roles, Consultations, Business

   Type

   Page

6. 8 August 2018

   Consultation paper: Proposed exemption for restricted schemes from custodian assurance requirements

   Consultation paper: Proposed exemption for restricted schemes from custodian assurance requirements. It is proposed that it will be a condition of the exemption that the scheme’s administration manager obtain an assurance engagement. We seek your feedback on our proposals.

   Tags

   Client money or property services provider, Managed investment schemes, Consultations, Roles, Business

   Type

   Page

7. 10 October 2022

   Imposter website alert: horizoncapital.ltd

   WARNING: Horizoncapital.ltd is impersonating a legitimate company in New Zealand

   Tags

   Imposter website, Scams

   Type

   Page

8. 23 December 2020

   Financial Advisers (Overseas Custodians – Assurance Engagement) Exemption Amendment Notice 2020

   Financial Advisers (Overseas Custodians – Assurance Engagement) Exemption Amendment Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 4 September 2020

   Financial Advisers (NZX Brokers-Client Money and Client Property) Exemption Notice 2020

   This notice continues to exempt NZX brokers, subject to certain conditions from the requirement to hold client money and property separately from firm money.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 28 July 2017

    Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

    Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 23 July 2012

    Presentation by Sean Hughes to the Australasian Compliance Institute

    Presentation by Sean Hughes to the Australasian Compliance Institute. Read more here.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

12. 19 May 2011

    Presentation by Sean Hughes to the Professional Advisers Association Conference

    Presentation by Sean Hughes to the Professional Advisers Association Conference 2011.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

13. 17 May 2011

    Presentation by Sean Hughes to NZICA Forensic Conference 2011

    Presentation by FMA CE, Sean Hughes to NZICA Forensic Conference 2011.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

14. 4 March 2011

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference

    Presentation by Sean Hughes to the 10th Annual Corporate Insolvency Conference 2011.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

15. 19 March 2012

    Presentation by Sean Hughes to the Institute of Directors

    Presentation by Sean Hughes to the Institute of Directors. Read more here.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page