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  2. 2 February 2024

    Forbes Capital Partners – Suspected scam

    Investor warning: We received a complaint that representatives of FCP had befriended a NZ resident on social media and encouraged him to invest money. When he attempted to withdraw his money, FCP withheld the funds and told him to pay an advance fee.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 2 February 2024

    Axon Holdings – Imposter website

    Investor warning: AxonHoldingsLtd.com is falsely using the details of the registered New Zealand company Axon Holdings Limited using its name, address, and New Zealand Companies Office details.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  4. 7 March 2023

    FAP regulatory returns questions Class 3

    This document provides an overview of the questions you'll be asked for when you submit your Class 3 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
    Tags
    Financial Advice Provider, Regulatory returns, Roles, Authorised body under a FAP, Business
    Type
    PDF

  5. 4 March 2024

    Seaton Trustees – Imposter website

    The FMA recommends caution when dealing with Seaton Trustees. We are aware of an investor being unable to recover money invested through its website seatontrustees.org.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  7. 6 March 2024

    Trent and Castle – Cold calling, unregistered

    We have received a report of Trent and Castle representatives cold calling New Zealand residents and offering stock broking and managed investments plans.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 14 March 2024

    Profit Flutter Investments – Suspected scam

    We recommend caution when dealing with Profit Flutter Investments and its website. Profit Flutter has posted fake certificates to falsely indicate it is a registered company in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  11. 26 January 2024

    FX Fortune Bitmart – Imposter website, duplicate websites

    FMA has received a complaint that FX Fortune Bitmart is withholding client funds and requesting advance fees to have them released. They are offering financial services are not a registered Financial Service Provider.
    Tags
    Imposter website, Scams
    Type
    Page

  12. 21 March 2024

    Greenland Finance Enterprise – Suspected scam

    We recommend caution when dealing with Greenland Finance Enterprise Global Investments (Greenland) and a duplicate website Inez Finance Limited.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 14 April 2021

    KiwiSaver performance fees

    This guidance note is intended for the managers and trustees of KiwiSaver schemes. It sets out the criteria against which FMA will assess the reasonableness of KiwiSaver performance fees.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  15. 25 March 2024

    EU Peter Harris signed redacted

    Executive Undertaking for Corporation Limited (In Liquidation) (CBLC) managing director Peter Harris
    Tags
    Type
    PDF