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Found 3726 results. Displaying page 180 of 249

  1. 19 December 2014

    Response to submissions consultation paper personalised DIMS

    This paper summarises the submissions made on our Consultation paper: Personalised DIMS under the Financial Advisers Act 2008 (“the Act”) released on 19 November 2014.
    Tags
    Discretionary investment management scheme (DIMS), Consultations, Roles, Business
    Type
    Page, Paper, Guidance

  2. 1 December 2014

    Other types: Managed investment schemes

    Other types: Managed investment schemes information sheet outlines a working example of the key activities and indicative timings for each step of the transition for a ‘other types’ of MIS. Other types of MIS includes a range of schemes, often tightly focused – eg property and forestry schemes. Note, excludes property and forestry schemes structured as companies (who are classed as equity issuers).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  4. 1 December 2014

    Quality financial reporting: how to improve financial statements

    Quality financial reporting: how to improve financial statements is a summary report on how to improve financial statements. It is intended for is for anyone involved in the preparation, audit and review of financial statements.
    Tags
    Directors, Auditors, Roles, Business
    Type
    Page, Financial reporting, Guidance

  5. 17 December 2012

    Open letter to managers of collective schemes (CIS)

    Outsourcing of administration duties does not absolve the manager of a CIS from its obligations as a reporting entity under the Act. The FMA Open letter to managers of collective schemes (CIS) talks about the AML/CFT programme policies and procedures to manage any identified risks that outsoucing may present.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  6. 1 May 2015

    New requirements for lawyers offering contributory mortgages

    Since 1 July 2014, all lawyers and incorporated law firms operating under the Exemption Notice have been required to register as a financial service provider on the financial service providers register. Read more in the New requirements for lawyers offering contributory mortgages information sheet.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  7. 1 March 2014

    Monitoring investment risk in KiwiSaver schemes

    Monitoring investment risk in KiwiSaver schemes guidance note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
    Tags
    Supervisors, Roles, Business, Managed investment schemes
    Type
    Page, Guidance

  8. 15 September 2023

    Century Trading Group – Imposter website

    We recommend exercising caution when dealing with Century Trading Group. It offers CFD trading opportunities and is not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  9. 15 September 2023

    Cluncoin Earn – Imposter website

    We recommend exercising caution when dealing with Cluncoin Earn. It is offering investments and is not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  10. 13 July 2017

    Disclosing non-GAAP financial information guidance note

    Disclosing non-GAAP financial information guidance note describse financial information outside of financial statements that is not prepared and presented in accordance with generally accepted accounting practice (GAAP), or is presented as an alternative to statutory profit, as ‘non-GAAP financial information.’
    Tags
    Directors, Roles, Business
    Type
    Page, Financial reporting, Guidance

  11. 1 December 2014

    Equity Issuers: continuous information sheet

    Equity Issuers: continuous information sheet provides information about the transition to FMC Act for equity issuers. It outlines a working example of the key activities and indicative timings for each step of the transition.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  12. 19 July 2017

    Fee disclosure by managed funds guidance

    Fee disclosure by managed funds guidance helps managers and supervisors understand how fees should be disclosed in Product Disclosure Statements, fund updates and, in respect of KiwiSaver schemes, confirmation information.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  13. 18 September 2023

    Supporting customers in financial difficulty

    The Commerce Commission and the Financial Markets Authority have collaborated on a joint message that outlines ways that financial service providers (including consumer lenders) can support customers who are experiencing financial difficulty.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  14. 18 September 2023

    Jecbit Finance Limited – Unregistered, Imposter website

    We recommend caution when dealing with Jecbit Finance Limited. It offers forex and cryptocurrency investments but is not registered to provide financial services in New Zealand. It falsely claims to be a registered company in New Zealand, using the address, NZ Business Number (NZBN) and other business registration details of another company, JEC Finance Limited.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page