Back

Search results

Found 3729 results. Displaying page 120 of 249

  1. 20 December 2021

    TF Global Markets (Aust) Ltd

    TF Global Markets (Aust) Ltd, FSP623289, is a licensed Derivatives Issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  2. 29 October 2018

    Consultation paper: Proposed exemption to enable dual-language product disclosure statements

    The FMA has granted an exemption to enable the provision of dual-language product disclosure statements provided in both te reo Māori and English. Read more here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  3. 30 September 2015

    Lifetime Investments (NZ) Limited

    Camelot NZ Limited, FSP422586, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 1 October 2015

    Milford Private Wealth Limited

    Milford Private Wealth Limited, FSP391786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 10 March 2016

    Simon Brodie

    Simon Brodie, FSP477367, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  6. 27 January 2010

    Marchmont Securities Trust

    Unsolicited offer for strategic finance debentures
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 20 November 2019

    www.harbour-corp.com

    www.harbour-corp.com may be involved in a scam. We received a complaint that representatives from the website have made unsolicited calls to a New Zealand resident offering investment opportunities in Hong Kong shares.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 20 December 2021

    HyperFund

    WARNING: HyperFund operates on a Multi-Level Marketing (MLM) model and claims to offers passive investment opportunities. The FMA are concerned that HyperFund is operating a scam.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  9. 12 December 2014

    CMC Markets NZ Limited

    CMC Markets NZ Limited, FSP41187, is a licensed derivatives issuer
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  10. 30 October 2015

    Cambridge Partners Limited

    Cambridge Partners Limited, FSP26104, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 22 December 2015

    Bryan David Connor

    Bryan David Connor, FSP451326, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  12. 20 February 2017

    Sarah Louise Graydon

    Sarah Louise Graydon, FSP502566, is a licensed Independent Trustee.
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  13. 3 May 2017

    Corner Oaks Group

    Corner Oaks Group may be a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 12 July 2019

    King Capital Management

    We are concerned that King Capital Management may be operating a scam and accordingly advise caution before dealing with them.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 25 July 2019

    Financial Markets Conduct (Managed Funds – Loan Disclosure Requirements) Exemption Notice 2019

    A class exemption has been granted to provide managers of certain schemes that invest in secured loans with relief from the requirements to name borrowers in quarterly fund updates or on the register entry for the offer. Alternative information about the secured property must be provided instead, that will be more useful for investors. The exemptions come into force on 1 August 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page