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Found 3728 results. Displaying page 75 of 249

  1. 23 April 2024

    Liquidity risk management guide

    Effective liquidity risk management is a fundamental capability that Managed Investment Scheme (MIS) managers need to implement, maintain and enhance. The guide is designed to assist managers and supervisors effectively manage and oversee liquidity risk.
    Tags
    Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Guidance

  2. 15 April 2024

    Findex Advice Services NZ Limited

    Findex Advice Services NZ Limited is a DIMS licence holder.
    Tags
    Reporting entities, Discretionary investment management scheme (DIMS), Roles, Business
    Type
    Page

  3. 29 April 2024

    AML/CFT Enhanced Customer Due Diligence Guideline

    This guideline assists you to conduct enhanced customer due diligence (enhanced CDD) on your customers under the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009 (the Act). Published October 2022.
    Tags
    AML/CFT, Roles, Compliance, Obligations, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Guidance

  4. 29 April 2024

    Beneficial ownership guideline

    This guideline is to assist reporting entities in meeting the requirement to perform customer due diligence on the customer and beneficial owners of the customer under sections 11-26 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’).
    Tags
    Roles, Reporting entities, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Guidance

  5. 29 April 2024

    AMLCFT Limited Partnerships CDD Guideline April 2024

    AMLCFT Limited Partnerships CDD Guideline April 2024
    Tags
    AML/CFT, Roles, Compliance, Authorised body under a FAP, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Information Sheet

  6. 29 April 2024

    AML/CFT Customer Due Diligence – Sole traders and partnerships

    This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.
    Tags
    AML/CFT, Compliance, Roles, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF, Information Sheet

  7. 26 September 2023

    Jarden Securities Limited DBG

    Jarden Securities Limited including: Jarden Securities Limited, Jarden Investment Nominees Limited, Jarden Principal Investments Limited, and Jarden Finance Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  8. 13 May 2024

    Guidance Note: For duty holders that are AML/CFT reporting entities

    FMA, DIA and RBNZ – along with their partner agencies – MFAT and NZ Police – have provided a Guidance Note for duty holders that are AML/CFT reporting entities. The Guidance Note specifically relates to notifying a customer of an asset freeze or blocked transaction under the Russia Sanctions Act.
    Tags
    AML/CFT, News, Roles, Authorised body under a FAP, Client money or property services provider, Derivative Issuer, Discretionary investment management scheme (DIMS), Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Guidance

  9. 10 May 2024

    Jarden Wealth

    Jarden Wealth includes Jarden Wealth Limited
    (FSP1006426), Jarden Structured Investment Limited
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  11. 15 March 2021

    Guide to switching your KiwiSaver provider

    FMA guide to switching your KiwiSaver provider.
    Tags
    Managed funds, KiwiSaver & Superannuation, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  14. 22 May 2024

    Jarden Wealth Limited DIMS

    Jarden Wealth Limited, FSP1006426, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, AML/CFT, Discretionary investment management scheme (DIMS), Reporting entities, Business
    Type
    Page

  15. 5 October 2020

    Mary Holm’s introductory guide to investing

    Hits and Myths is an introductory guide to investing written by Mary Holm for the FMA. In this booklet she sets the record straight on eight common myths about investing. It’s a quick guide for anyone who’s thinking about or already dabbling in investing – and wants to know more.
    Tags
    Investing, Investment basics, Investing guides, Consumer
    Type
    Page