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  1. 28 February 2024

    Wealth Builders Limited

    Wealth Builders Limited, FSP768951 is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 28 February 2024

    Shaminder SINGH

    Shaminder SINGH is an AML/CFT reporting entity.

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    Type
    Page

  4. 28 February 2024

    Satinder SINGH

    Satinder SINGH is an AML/CFT reporting entity.

    Tags
    Type
    Page

  6. 28 February 2024

    Shirley Carol RHODES

    Shirley Carol RHODES is an AML/CFT reporting entity.

    Tags
    Type
    Page

  8. 28 February 2024

    Tejinder SINGH BAINS

    Tejinder SINGH BAINS is an AML/CFT reporting entity.

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    Type
    Page

  11. 14 March 2024

    Tradesafer – Suspected scam

    We recommend caution when dealing with Tradesafer/ Australian Trader/Tradesafer Group (Tradesafer) and its various websites.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 19 March 2024

    Licensing application guide - DIMS Provider PART B4

    Your guide to applying for a DIMS market service licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Discretionary investment management scheme (DIMS), Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  14. 19 March 2024

    Licensing application guide - Independent trustee PART B6

    Your guide to applying for a Independent Trustees licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Independent trustee, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  15. 19 March 2024

    Licensing application guide - Crowd funding PART B1

    Your guide to applying for a market service licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide
    Tags
    Crowdfunding providers, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF