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Found 1907 results. Displaying page 113 of 128

  2. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  3. 13 December 2011

    Kiwi Finance Limited

    This undertaking by Kiwi Finance directors(Rhys Anthony Greensill, Rodney Seymour Roberts Greensill, Barry Noel Lambert and Christopher Bruce Simkin) was accepted by FMA to conclude its civil claim investigations after Kiwi Finance went into receivership in April 2008. It resulted in full restitution of investors' funds, together with an enforceable undertaking from the Directors. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  4. 13 March 2024

    Natalie Ann Carter

    Between 2018 and 2020, former financial adviser, Ms Carter created various false documents for the purpose of obtaining home loans for herself and two clients.This page documents the case against Ms Carter.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  5. 25 May 2015

    Pacific Edge Limited

    FMA issued warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited.
    Tags
    Settlement, Enforcement
    Type
    Page

  6. 13 July 2018

    CBL investigation update

    The FMA has completed a preliminary assessment of the information obtained as part of the CBL investigation to date and has concerns about potential breaches of the Financial Markets Conduct Act 2013 and the Companies Act 1993. Read more.
    Tags
    Media release, Cases, Business, News & Insights, Enforcement
    Type
    Page

  10. 5 July 2024

    About

    The Financial Markets Authority regulates financial markets in New Zealand’s. We were established in 2011 as an Independent Crown Entity. Find out more about our purpose, board and leadership team, and how we regulate and enforce the law on this page.
    Tags
    Regulation, Business, FMA
    Type
    Page

  11. 6 May 2011

    FMA Orders Whimp to Disclose Warning

    The FMA has ordered Mr Bernard Whimp and associated persons to include a warning from FMA at the beginning of any unsolicited offer they may make. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 10 November 2021

    Auditors respond well to challenges presented by COVID-19

    Auditors have responded well to financial reporting challenges presented by the pandemic, according to the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko Audit Quality Monitoring Report for 2020/21.
    Tags
    Roles, Auditors, COVID-19, Media release, Business, News & Insights
    Type
    Page

  13. 15 July 2021

    Match! Jane met scammer on dating app and lost over $100,000

    Jane contacted the FMA in June 2021 to report a serious investment scam that had cost her more than $100,000. The scammer initially matched with Jane on popular dating app, Hinge, in March. After months of chatting, he lured her into a complicated investment scam involving supposed forex currency trading. Here’s her story.
    Tags
    Consumer, Scams
    Type
    Page

  15. 16 June 2023

    FMA warns New Zealanders of comparison website harvesting investor details

    FMA is urging New Zealanders to exercise extreme caution when dealing with a phony interest rates comparison website. The FMA believes the website is harvesting users’ personal information for criminals to sell fake investments.
    Tags
    Media release, Suspected scam, Investor warning, Consumer, News & Insights, Scams
    Type
    Page