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Found 1907 results. Displaying page 101 of 128

  2. 17 March 2023

    Rock Wealths Limited

    INVESTOR WARNING: Rock Wealths offers investment plans with unrealistically high returns on crypto products and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR).
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  3. 26 February 2018

    FMA statement on the death of Rob Cameron

    The FMA would like to express its condolences to the family and colleagues of Rob Cameron, who died late last week.
    Tags
    Media release, News & Insights
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  4. 24 May 2011

    Incomplete Applications Slow AFA Approvals

    Up to 700 financial advisers may have to stop giving advice on KiwiSaver, managed funds and other investment products on 1 July because they haven't completed the qualifications needed to be an Authorised Financial Adviser (AFA).
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    Media release, News & Insights
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  5. 11 October 2023

    Saltaire Finance - Unregistered business, unsolicited offers

    We are aware that a representative from saltairefinanceplc.com has made unsolicited contact to a New Zealand resident and offered investment in shares. The Financial Markets Conduct Act 2013 prohibits unsolicited offers of financial products.
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    Investor warning, Consumer
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  7. 10 March 2021

    Consultation: Recognition of Australian adviser qualifications

    Consultation: Recognition of Australian adviser qualifications. When the new regime is in force, we propose to recognise that individual Australian advisers demonstrate the competence, knowledge and skill standards set by the Code if they hold certain Australian adviser qualifications, and to confirm this in a statement on our website.
    Tags
    Financial Adviser, Roles, Consultations, Business
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  8. 25 June 2012

    FMA consults on guidance on KiwiSaver sales and distribution

    The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
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  9. 4 October 2018

    FMA issues infringement notice to Pacific Eagle Capital

    The Financial Markets Authority (FMA) has issued an infringement notice to Pacific Eagle Capital (PEC) for failing to file financial statements by its due date.
    Tags
    Media release, Cases, News & Insights, Enforcement
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  10. 30 November 2022

    Consultation: Proposed standard conditions for financial institution licences

    Consultation on the FMA’s proposed standard conditions for financial institution licences, as part of the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act). and post consultation documents.
    Tags
    Banking, Consultations, Insurance Providers, Financial Institutions, Standard conditions, Conduct of Financial Institutions Bill (CoFI), Licensing & registration, Managed Investment Schemes, Roles, Business, Managed investment schemes
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  13. 5 August 2020

    Great Motivation International

    Great Motivation International and its website, www.grmfx.com, may be operating a scam.
    Tags
    Suspected scam, Scams
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  14. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
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  15. 15 June 2011

    FMA issues interim order against GFNZ Group

    The Financial Markets Authority has made an interim order to stop allotment of securities by GFNZ Group Limited (formerly known as Geneva Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
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    Page