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Found 1611 results. Displaying page 23 of 108

  5. 15 March 2021

    Crypto asset service providers

    This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements
    Tags
    Cryptocurrencies, Compliance, Roles, Fair dealing, Obligations, Offer information, Licensing & registration, Business
    Type
    Page

  6. 2 August 2023

    Exemptions

    The FMA has wide powers to provide exemptions to persons or transactions from some financial markets law requirements. These powers enable us to remove rigidities in the law and ensure requirements for businesses are reasonable and cost-effective. Read more about exemptions; exemption categories; how to apply for an exemption including digital advice exemptions on this page.
    Tags
    Exemptions, Business
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    Page

  7. 10 June 2019

    Kiwis take longer to choose a movie than check KiwiSaver

    A recent survey of 1100 New Zealanders for the Financial Markets Authority (FMA) found four out of five people took up to 10 minutes to choose a movie, but just over half of those questioned spent the same time reading their KiwiSaver annual statement. Read more.
    Tags
    Media release, KiwiSaver & Superannuation, Consumer, News & Insights
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    Page

  12. 16 August 2023

    Speech by Clare Bolingford to the Financial Services Council Conference 2023

    Clare Bolingford, FMA Executive Director, Regulatory Delivery. Speech to the Financial Services Council Conference, 16th August 2023.
    Tags
    Speeches and presentations , Conduct, FMA people, Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
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    Page

  13. 31 May 2024

    FAP regulatory returns

    All licensed FAPs are required to complete and submit an annual regulatory return. The regulatory return is a series of questions to obtain an up-to-date understanding of the nature, size and complexity of your financial advice provider service. This page provides you with information relevant to your annual regulatory return.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Roles, Business
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    Page

  14. 2 June 2010

    Guide for Authorised Financial Advisers Released

    The Securities Commission today released the AFA Adviser Business Statement Guide to help financial advisers prepare for the new regulatory regime. The guide explains the document to be prepared by an adviser applying to become an Authorised Financial Adviser (AFA).
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  15. 3 April 2020

    Updated: FMA further extends deadline for financial reporting

    The Financial Markets Authority (FMA) is providing regulatory relief to market participants to give them an additional two months to provide their audited financial statements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to support the industry. Firms that need to provide these financial statements include listed issuers on the NZX.
    Tags
    COVID-19, New Financial Advice regime, FMC Act, Directors, Legislation, Roles, Business, News & Insights
    Type
    Page, Financial reporting