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Found 1611 results. Displaying page 22 of 108

  1. 23 April 2024

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil your ongoing licence and regulatory obligations.
    Tags
    Compliance, Business, FMA
    Type
    Page
  2. 18 June 2024

    Climate Reporting Entities (CREs)

    The New Zealand government has introduced a new regime making climate-related disclosures mandatory for some organisations. Organisations covered (known as Climate Related Entities or CREs) will have to make annual disclosures covering governance arrangements, risk management, strategies and metrics and targets for mitigating and adapting to climate change impacts. The requirement applies to the larger publicly listed companies, big insurers, banks, non-bank deposit takers and investment managers. Read more on the FMA website.
    Tags
    Climate related disclosure, Climate Reporting Entities, Business
    Type
    Page
  3. 27 June 2019

    Asia Region Funds Passport

    New Zealand, Australia, Japan, Korea and Thailand have agreed to establish and implement what is known as the Asia Region Funds Passport. Once implemented, the passport will allow a managed fund based in one jurisdiction to be offered more easily to investors in other participating jurisdictions.
    Tags
    Asia Region Funds Passport Register, Business
    Type
    Page
  4. 30 June 2023

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
    Tags
    Type
    Page
  5. 30 June 2023

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
    Tags
    Type
    Page
  6. 5 April 2022

    Clare Bolingford speech at FSC Connect

    Transcript of speech by FMA's Director of Banking and Insurance, Clare Bollingford, at FSC Connect Panel where she talks about emerging trends in conduct regulation.
    Tags
    Financial Advice Provider, FMA people, Roles, Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
    Type
    Page
  7. 29 July 2022

    Financial reporting exemptions

    We have regulatory powers to grant financial reporting exemptions and vary public accountability designations. Our aim is to find a balance between ensuring businesses provide appropriate financial information for those who need it and minimising costs for those providing it.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page
  8. 5 September 2023

    RBNZ and FMA Governance Thematic Review outlines good practices and areas for improvement

    A cross-sector thematic review of regulated entities’ governance practices by the Reserve Bank of New Zealand (RBNZ) and the Financial Markets Authority (FMA) has highlighted the need for boards to be focused on continuous improvement to ensure future success.
    Tags
    Media release, Directors, Insurance Providers, Roles, Conduct, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights
    Type
    Page
  9. 21 May 2024

    Official Information Act (OIA) requests

    The Official Information Act 1982 (OIA) gives New Zealanders the right to request official information. We are committed to carrying out our functions and responsibilities in an open, transparent and accountable manner. We will publish OIA statistics and some responses to requests for information every quarter.
    Tags
    Type
    Page, OIA