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Found 1611 results. Displaying page 92 of 108

  1. 29 January 2019

    FMA and RBNZ report on life insurer conduct and culture

    The FMA and RBNZ have completed their joint review of 16 New Zealand life insurers. This review follows the regulators’ bank review published in November 2018.
    Tags
    Life insurance, Media release, Insurance, Consumer, News & Insights
    Type
    Page

  2. 18 December 2018

    Two men convicted on Crimes Act charges

    Robert Ian South and Murray Byron Provan have been found guilty at Tauranga District Court on charges filed by the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  3. 1 March 2019

    ASX 24 derivatives market review

    The FMA published the findings of its obligations review of the ASX 24 derivatives market. See more in our media release.
    Tags
    Derivatives, Ways to invest, Investing, Media release, Consumer, News & Insights
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    Page

  4. 29 August 2018

    Helping KiwiSaver members weather investment storms

    In preparation for Sorted Money Week 2018 the Financial Markets Authority (FMA) is launching an online quiz to help younger KiwiSaver members understand how to react when investments rise and fall in stormy markets.
    Tags
    KiwiSaver providers, Media release, Roles, KiwiSaver & Superannuation, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  5. 9 October 2018

    KiwiSaver nears $50 billion in 2018

    KiwiSaver continues to grow steadily according to the FMA’s 2018 KiwiSaver report.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  6. 12 November 2018

    CBL Investigation update

    FMA continues to liaise with the Reserve Bank of New Zealand and Serious Fraud Office, the voluntary administrator of CBL, the liquidator of CBL insurance as well as overseas regulators.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 15 March 2023

    Business with financial advisers and nominated representatives

    Business or individual with financial advisers and nominated representatives is a way you can operate under the new financial advice regime. See the licensing requirements; costs; duties and obligations and next steps you should follow here.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  9. 15 March 2023

    Providing advice on behalf of someone else

    Providing advice on behalf of someone else is a way you can operate under the new financial advice regime. See the licensing requirements, costs and next steps here.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  10. 15 May 2018

    Second company and director charged over FSPR abuse

    Second company and director charged over FSPR abuse. The company is charged with two counts of breaching section 12 of the FSP Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 15 May 2018

    FMA releases fourth AFA information report

    FMA published statistical report on Authorised Financial Advisers (AFAs) in New Zealand for 2017. The FMA requires AFAs to submit an annual information return each year.
    Tags
    Financial Advice Provider, Media release, Roles, Business, News & Insights
    Type
    Page

  12. 16 May 2018

    Insurers spend $34 million on soft commissions

    FMA report details how nine life and health insurance companies spent $34 million on non-financial incentives like trips, business support and conferences for financial advisers over a two-year period.
    Tags
    Insurance, Media release, Consumer, News & Insights
    Type
    Page

  13. 28 June 2018

    Annual review of NZX published

    NZX generally complied with its obligations during the review period. However, a lack of market experience in its market surveillance function meant NZX did not meet its obligation to have adequate arrangements to monitor the conduct of participants on, or in relation to its markets.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page

  14. 18 May 2018

    FMA campaign to connect young women with KiwiSaver

    The FMA has developed a KiwiSaver health checker tool to help people answer four important questions about their account.
    Tags
    KiwiSaver providers, Campaigns, Media release, Roles, Investing, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  15. 13 July 2018

    CBL investigation update

    The FMA has completed a preliminary assessment of the information obtained as part of the CBL investigation to date and has concerns about potential breaches of the Financial Markets Conduct Act 2013 and the Companies Act 1993. Read more.
    Tags
    Media release, Cases, Business, News & Insights, Enforcement
    Type
    Page