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Found 414 results. Displaying page 14 of 28

  1. 27 July 2015

    FMA issues first Stop Order against Green Gardens Finance Trust Ltd

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 1 July 2021

    Crowdfunding issuers

    This page covers specific obligations of crowdfunding issuers when offers are made of financial products
    Tags
    Crowdfunding providers, Offer disclosure for equity and debt offers, Roles, Business
    Type
    Page

  4. 18 May 2023

    Financial Markets Conduct (Embark Early Education Limited) Exemption Notice 2023

    The Financial Markets Conduct (Embark Early Education Limited) Exemption Notice 2023 exempts Embark Early Education Limited (Embark AU) from Part 3 of the Financial Markets Conduct Act 2013 (the Act) in relation to shares in Embark AU that are to be offered to eligible shareholders under a proposed scheme of arrangement pursuant to Part 15 of the Companies Act 1993.
    Tags
    Exemptions, Business
    Type
    Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

  6. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
    Type
    Page

  7. 30 September 2022

    AIA to pay $700,000 penalty for false and misleading representations to customers

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
    Tags
    Media release, Investigations, Judgment, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  8. 20 October 2022

    Investments for wholesale and eligible investors

    Wholesale investment offers are aimed at experienced investors, often with large sums of money to invest. Read more about wholesale investors and investments on this page.
    Tags
    Wholesale investing, Ways to invest, Investing, Consumer
    Type
    Page

  10. 20 October 2021

    FMA sets target dates for FAP full licence applications

    The FMA has set 30 September 2022 as the “target date” by when all transitional financial advice providers should apply for their Class 1 or Class 2 full licences. For Class 3 licence applicants, the target date is 30 June 2022.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Media release, Business, News & Insights
    Type
    Page

  12. 31 August 2022

    Securities Act (Amalgamations)

    Securities Act (Amalgamations) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page