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Found 3230 results. Displaying page 56 of 216

  1. 14 March 2024

    Tradesafer – Suspected scam

    We recommend caution when dealing with Tradesafer/ Australian Trader/Tradesafer Group (Tradesafer) and its various websites.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  2. 19 March 2024

    Licensing application guide - DIMS Provider PART B4

    Your guide to applying for a DIMS market service licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Discretionary investment management scheme (DIMS), Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  3. 19 March 2024

    Licensing application guide - Independent trustee PART B6

    Your guide to applying for a Independent Trustees licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Independent trustee, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  4. 19 March 2024

    Licensing application guide - Crowd funding PART B1

    Your guide to applying for a market service licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide
    Tags
    Crowdfunding providers, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  5. 19 March 2024

    Licensing application guide - Derivatives issuers PART B5

    Your guide to applying for a derivative issuer market service licence under the Financial Markets Conduct Act. Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Derivative Issuer, Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  6. 19 March 2024

    Licensing application guide - Peer to peer licensing guide PART B2

    Your guide to applying for a Peer to Peer licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Licence guide, Roles, Licensing & registration, Business, Peer-to-peer lending service providers
    Type
    PDF

  7. 26 January 2024

    FX Fortune Bitmart – Imposter website, duplicate websites

    FMA has received a complaint that FX Fortune Bitmart is withholding client funds and requesting advance fees to have them released. They are offering financial services are not a registered Financial Service Provider.
    Tags
    Imposter website, Scams
    Type
    Page

  10. 27 March 2024

    BTCSWE – Imposter, recovery scam

    We are aware of a New Zealand resident who has been contacted by someone claiming to represent BTCSWE. The Individual claimed he could help recover money lost to a previous investment.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 19 March 2024

    Licensing application guide - Managed Investment Schemes (MIS) PART B3

    Your guide to applying for a Managed Investment Scheme (MIS) licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Licence guide, Roles, Licensing & registration, Business, Managed investment schemes
    Type
    PDF

  13. 27 July 2022

    FMA review of ethical investing claims in managed funds

    A review of 14 KiwiSaver and other managed funds to establish how well they are applying the FMA’s integrated financial product (IFP) guidance.
    Tags
    Roles, Ethical finance, Media release, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  14. 9 April 2024

    Sirk Investments Limited – Imposter website, suspected scam

    The FMA is concerned that Sirk Investments Limited may be operating an ongoing scam. Its website is linked to an earlier warning issued about an imposter of J Rothschild.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page