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  2. 12 June 2023

    Exemption notice - Fonterra capital return

    The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
    Tags
    Type
    PDF, Financial Markets Conduct Act exemptions, Current, Exemption notice

  3. 1 December 2020

    Exemption Notice - ICAP Brokers

    Financial Markets Conduct Exemption Notice 2020 - ICAP Brokers Pty Limited and ICAP New Zealand Limited.
    Tags
    Exemptions, Business
    Type
    PDF

  7. 21 December 2022

    Wynyard Group - NZICA decision on appeal

    NZICA has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.
    Tags
    Auditors, Roles, Business, Enforcement
    Type
    PDF

  11. 28 March 2019

    Richard Owen Dey - Notice of decision NZICA

    Notice by the NZ Institute of Chartered Accountants and notice of decision and order of the professional conduct committee on 4 February2019 in respect of Richard Owen Dey.
    Tags
    Auditors, Roles, Activity, Business, Enforcement
    Type
    PDF

  12. 27 March 2019

    Michael Derek Wood - notice of decision NZICA

    New Zealand Insitute of Chartered Accountants notice of decision and order of the professional conduct committee with regards to Michael Derek Wood in March 2019.
    Tags
    Enforcement
    Type
    PDF

  13. 27 February 2019

    onathan Branton-Casey - Enforceable Undertaking

    On 27 February 2019, Jonathan Branton-Casey offered, and the FMA accepted, the attached Enforceable Undertaking pursuant to section 46 of the Financial Markets Authority Act 2011.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  14. 22 December 2021

    Medical Kiwi Limited - Enforceable Undertaking

    In August 2020, Medical Kiwi offered shares to potential investors via the online crowd funding platform PledgeMe Limited. These undertakings relate to misleading statements by Medical Kiwimade in August 2020 in relation to the Offer.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF