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  2. 2 August 2023

    Designations

    Under the FMC Act, we have powers to make designations that change the way products and other matters are regulated. Read more about designations and view current individual and class designations provided on this page.
    Tags
    Designations, Business
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  3. 31 July 2023

    Standards for designated Financial Market Infrastructures

    The standards for designated FMIs were issued on 27 July 2023 under sections 31 and 34 of the Financial Market Infrastructures Act 2021 (the FMI Act) by the Reserve Bank of New Zealand and the Financial Markets Authority acting jointly as the regulator under section 9 of the FMI Act. The standards come into effect starting from 1 March 2024.
    Tags
    Financial market infrastructures, Roles, Business
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  4. 28 July 2023

    Presentation by the FMA: Scenario analysis in the CRD regime

    Webinar presentation about Scenario analysis in the Climate related disclosures (CRD) regime.
    Tags
    Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Speeches and presentations , Business, Managed investment schemes, News & Insights
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  6. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  8. 15 March 2022

    Opinion

    Opinion pieces from the FMA are published on this page.
    Tags
    Insights, News & Insights
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    Page

  10. 14 April 2020

    Going Public: A Director’s Guide

    The number of companies looking to access the equity markets continues to grow. This guide is intended to help directors assess whether going public is the right choice for their company and provide an insight into the process of becoming a public company.
    Tags
    Directors, Roles, Business
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  13. 11 August 2023

    FMA issues warning to Enprise Group Limited

    The Financial Markets Authority (FMA) – has issued Enprise Group Limited (Enprise) a warning for failing to keep proper accounting records.
    Tags
    Media release, Powers, Formal warning, News & Insights, Enforcement
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  14. 11 August 2023

    Rapid Trade Return – Imposter website

    Rapid Trade Return websites are offering investments and are not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page