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  4. 12 July 2023

    Consultations

    Consultations are an important part of the FMA policy-development process. The process is designed to encourage quality engagement from interested businesses and individuals. See a list of our consultation papers on this page.
    Tags
    Regulation, Consultations, Business
    Type
    Page

  6. 19 December 2014

    Consultation: Corporate Governance in New Zealand – Principles and Guidelines

    Consultation: Corporate Governance in New Zealand – Principles and Guidelines handbook is intended as a reference guide for directors, executives and advisers, to help them decide how best to apply the nine key corporate governance principles.
    Tags
    Directors, Roles, Consultations, Business
    Type
    Page, Consultation

  7. 14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
    Tags
    Offer information, Consultations, Exemptions, Business
    Type
    Page

  10. 25 March 2021

    IFIAR releases 2020 Survey of Inspection Findings

    The International Forum of Independent Audit Regulators (IFIAR) has released its ninth annual survey of Members’ inspection results for the 2020 year. IFIAR is a membership organisation of 54 independent audit regulators, including the Financial Markets Authority (FMA).
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  11. 16 March 2021

    FMA Board announces Chief Executive will leave at end of 2021

    The Financial Markets Authority (FMA) Board today announced that Chief Executive Rob Everett had resigned and would leave the organisation towards the end of the year.
    Tags
    FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  13. 7 October 2021

    FMA directs Du Val to remove misleading advertising

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has directed property development and investment company Du Val to remove advertising materials likely to mislead or deceive investors.
    Tags
    Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  14. 28 September 2021

    Momentum builds in KiwiSaver as scheme reaches $81 billion

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has released its KiwiSaver Annual Report based on providers’ statistics for the year ended March 2021, which shows total funds under management reached $81.6 billion, or double the $40.8 billion held in 2017.
    Tags
    Roles, KiwiSaver providers, Media release, Business, Managed investment schemes, News & Insights
    Type
    Page

  15. 29 September 2021

    FMA appoints Karen Chang as Acting General Counsel

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has appointed its current Head of Enforcement, Karen Chang, as Acting General Counsel until the FMA’s new Chief Executive joins next year.
    Tags
    FMA people, Media release, FMA, News & Insights
    Type
    Page