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  3. 9 September 2022

    Imposter website: audaxtrading.net

    The website audaxtrading.net is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Audax Trading Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  5. 8 June 2017

    Innovative Securities fails to overturn FSPR ruling

    The High Court has dismissed an appeal by Innovative Securities Limited against the FMA decision to de-register the company from the FSPR. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 11 October 2017

    Bank Bill Benchmark Rate guidance and overview published by FMA

    The Financial Markets Authority (FMA) published today guidance on conduct and expected controls in relation to trading that sets the Bank Bill Benchmark Rate (BKBM) and closing rates. Alongside this, the FMA is also publishing an overview of BKBM and benchmarks, their purpose and how they are regulated.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  8. 8 September 2014

    FMA talking investment risk for Money Week

    The Financial Markets Authority (FMA) has announced its plans for this year's Money Week from October 13-19 2014. The FMA will be hosting a panel discussion to promote greater understanding of investment risk.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  9. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
    Tags
    Media release, News & Insights
    Type
    Page

  10. 5 April 2012

    FMA publishes revised draft guidance on effective disclosure

    The Financial Markets Authority has published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  11. 25 August 2011

    FMA begins adviser monitoring visits

    FMA will next week begin making visits to Authorised Financial Advisers (AFAs) as it steps up its monitoring activities under the Financial Advisers Act.

    Tags
    Media release, News & Insights
    Type
    Page

  12. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page