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  2. 13 September 2011

    New Council to support close regulatory cooperation

    A new Council of Financial Regulators has been established to foster cooperation between financial and prudential regulators in New Zealand.
    Tags
    Media release, News & Insights
    Type
    Page

  3. 6 May 2011

    FMA Orders Whimp to Disclose Warning

    The FMA has ordered Mr Bernard Whimp and associated persons to include a warning from FMA at the beginning of any unsolicited offer they may make. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 25 July 2016

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy

    Consultation paper: Reviews of the Financial Markets Authority funding and the Financial Markets Authority levy. We are seeking views on the proposals to provide class exemptions which provide co-operative companies and industrial and provident societies a lighter path of compliance with the Financial Markets Conduct Act 2013 (FMC Act) when they offer their members shares of minimal value.
    Tags
    Consultations, Business, FMA
    Type
    Page

  8. 8 November 2016

    FMA issues updated guidance on KiwiSaver advice for consultation

    The FMA is consulting on revised guidance on advice for KiwiSaver sales. The intention of the revised guidance, published today for consultation, is to encourage advisers and financial firms to help New Zealanders make good decisions about KiwiSaver.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  9. 8 December 2016

    FMA releases AML/CFT monitoring report

    The FMA has today published its third annual AML/CFT monitoring report.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 8 June 2017

    FMA announces methodology for KiwiSaver fee disclosure

    The Government has recently introduced regulations requiring KiwiSaver providers to disclose fees in dollars in members’ annual statements. The Financial Markets Authority (FMA) has been consulting on a methodology that will assist KiwiSaver providers to understand the requirements of those regulations.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  11. 24 February 2014

    Settlement reached for Lombard (In Receivership) claims

    PwC, the Receivers of Lombard Finance & Investments Limited, have announced they have reached a settlement agreement with the Lombard Directors and a third party. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  12. 26 April 2012

    FMA welcomes Petricevic sentencing

    Mr Petricevic sentenced to six and a half years imprisonment. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  13. 14 September 2011

    FMA lays charges against Belgrave directors

    FMA announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 19 May 2011

    Relief from Disclosure of Changes to KiwiSaver

    Changes to KiwiSaver in today's Budget Bill may be material to decisions about whether to invest in a KiwiSaver scheme.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page