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  1. 18 May 2017

    Former financial adviser pleads guilty to four charges under Crimes Act

    Anthony Wilson, a former Registered Financial Adviser pleaded guilty at the Auckland District Court to two charges of making a false document for pecuniary advantage. The charges were filed by the Financial Markets Authority (FMA) under the Crimes Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 4 May 2016

    United Global Holdings Limited, trading as FX United

    We have received reports that United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 25 November 2021

    www.oceaniatradinggroup.com

    FMA advises that www.oceaniatradinggroup.com is an imposter website. There are false claims made on the website that they are associated with the legitimate NZ company Oceania Trading Group Limited (NZBN: 9429042121473).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  6. 11 August 2022

    Grant David HASSELL (FSP1003056)

    Grant David HASSELL (FSP1003056) is a licenced independent trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  7. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  8. 2 July 2012

    Trans-Tasman mutual recognition of financial advisers announced

    The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 20 June 2011

    Statement on Hubbard Investigation

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have worked together closely throughout this investigation. The evidence on which the charges laid by the SFO today are based could also give rise to charges by FMA under section 59 of the Securities Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 15 December 2010

    Hotchin's Assets Frozen on Commission Request

    The High Court granted interim asset preservation orders in respect of assets believed to be associated with former Hanover director Mark Hotchin to the Securities Commission(FMA's predecessor). Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 15 April 2010

    Criminal Charges Laid Against Lombard Directors

    The Securities Commission has laid criminal charges against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 11 June 2015

    New roles within the FMA executive team

    The Financial Markets Authority (FMA) has made the following appointments to its executive team effective 1 July 2015.
    Tags
    FMA executive team, Governance, Media release, FMA, News & Insights
    Type
    Page

  13. 14 September 2022

    KiwiSaver Statements survey

    KiwiSaver statements survey to understand members’ engagement with their annual statement and attitudes towards KiwiSaver.
    Tags
    Managed investment schemes, Supervisor, Roles, KiwiSaver & Superannuation, Business, Consumer
    Type
    Page, Surveys

  14. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 4 October 2021

    bitsharechain.com

    The website is currently not operative but we believe there were false claims made on this website that they are connected with a company incorporated in New Zealand – Bit Management Limited. Bit Management Limited has confirmed that they do not operate and are not associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page