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  1. 1 October 2021

    www.investgloballimited.com

    WARNING: There are false claims made the www.investgloaballimited.com website that they are associated with a company incorporated in New Zealand, Invest Global Limited (NZBN 942903731361).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 30 August 2012

    FMA's first year - oversight of market conduct report

    The Financial Markets Authority has published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  5. 22 July 2011

    FMA makes three appointments to strategic leadership team

    The Financial Markets Authority has strengthened its strategic leadership team with three appointments to key positions in support of Chief Executive Sean Hughes.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  6. 4 March 2011

    Nathans' Director Pleads Guilty to Securities Commission Charges

    John Hotchin, a former director of Nathans Finance NZ Limited (in receivership) ('Nathans') has pleaded guilty to three charges laid by the Securities Commission under section 58 of the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 25 June 2010

    Financial Advisers Urged to Get Ready for Regulation

    The Commissioner for Financial Advisers, David Mayhew, has urged advisers to get ready for the new regulatory regime. He also updated the Securities Commission's financial adviser implementation timetable.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 22 March 2017

    FMA Statement on Forestlands

    FMA identified $18 million which Forestlands say is to be paid to all its investors. That money has been placed in a trust account after our discussion with a Forestlands director. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 28 August 2017

    FMA publishes annual corporate plan

    The Financial Markets Authority is publishing its annual corporate plan for the first time, setting out its planned regulatory activities and key areas of focus to June 2018.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  11. 17 August 2012

    FMA welcomes ruling on asset preservation orders

    The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 13 December 2011

    FMA announces full repayment of funds for Kiwi Finance investors

    The Financial Markets Authority announced that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  13. 21 July 2011

    NZF prospectus withdrawn after FMA investigation

    NZF Money Limited (NZF) has withdrawn its 2010 debt prospectus from the market following an investigation by the Financial Markets Authority (FMA).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 23 February 2011

    Securities Commission and Nuplex Reach Settlement

    The Securities Commission and Nuplex Industries Limited have reached a full and final settlement of the matters raised in the Commission's proceedings. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 22 June 2010

    Securities Commission Welcomes Commerce Commission Settlement with ANZ and ING

    The Securities Commission welcomes the settlement that relates to the Commerce Commission's investigation into alleged breaches of the Fair Trading Act 1986 by ANZN and ING and other entities in relation to the marketing, promotion and sale of the ING Diversified Yield Fund and ING Regular Income Fund. Read more.
    Tags
    Media release, News & Insights
    Type
    Page