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  1. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  3. 30 March 2020

    Hardship withdrawals a last resort – Rob Everett

    The FMA is concerned about a spike in people making hardship withdrawals from their KiwiSaver accounts during the Covid-19 outbreak.
    Tags
    COVID-19, Consumer, News & Insights
    Type
    Page

  4. 9 July 2020

    Crowdsphere Limited

    Crowdsphere Limited (FSP360186)
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  6. 22 June 2017

    FADC decision on a financial adviser

    The Financial Advisers Disciplinary Committee (FADC) has released its decision into FMA’s complaint against an authorised financial adviser.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 27 July 2020

    FMA outlines short-term priorities in response to COVID-19

    The Financial Markets Authority (FMA) has today released an information sheet outlining its priorities over the next three to six months as New Zealand continues to respond to COVID-19.
    Tags
    Compliance, Directors, Governance, Regulation, Regulation updates, Roles, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  9. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 5 October 2020

    Investing Myth #2: 'KiwiSaver isn’t a real investment'

    Mary Holm debunks the myth, ‘KiwiSaver isn’t a real investment’ and talks about the difference between KiwiSaver and other managed funds on this page.
    Tags
    Investment basics, Investing, KiwiSaver & Superannuation, Consumer
    Type
    Page

  12. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.
    Tags
    Scams
    Type
    Page

  14. 19 October 2020

    United Commonwealth Financial Protection Board

    We are concerned United Commonwealth Financial Protection Board is associated with Howden Global Acquisition Group, an entity that we have published a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page