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Found 3230 results. Displaying page 12 of 216

  1. 11 December 2019

    Orion Holdings Capital Management and OH Capital

    The FMA recommends exercising caution before dealing with Orion Holdings Capital Management (OHCM), OH Capital and their websites www.ohcmgmt.com, and https://ohcapital.com/. The business address in Ontario which OHCM and OH Captial purports to be operating from is false. OHCM is not registered to perform business in Canada in any capacity.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 8 January 2020

    CASTLEROCK GP LIMITED

    Castlerock GP Limited is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 29 March 2022

    FMA warns about a Decentralised Application: eth-coinbasemart.com

    FMA are concerned that eth-coinbasemart.com (the dapp), a Decentralised Application, is involved in a scam. We have received a complaint from a New Zealand resident whose funds have been unreasonably withheld by the dapp.
    Tags
    Investor information, Suspected scam, Consumer, Scams
    Type
    Page

  5. 9 September 2013

    FMA announcement on finance company cases

    The Financial Markets Authority (FMA) has announced that it has completed investigations into four of its remaining finance company cases.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 15 March 2013

    Three directors sentenced in Capital + Merchant Finance case

    Three directors( Owen Francis Tallentire, Colin Gregory Ryan, and Robert Gordon Sutherland) of the failed finance company Capital + Merchant Finance have been sentenced at the Auckland High Court following action taken by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Licensing & registration, Consultations, Roles, Business
    Type
    Page

  10. 24 November 2015

    Consultation paper: Draft guidance on risk indicators and descriptions of managed funds

    Consultation paper: Draft guidance on risk indicators and descriptions of managed funds. This consultation paper proposes guidance on how managed funds should describe a fund’s risk category, the methodology for calculating risk indicators, what to look out for when naming the funds to reflect their risk profile, and when to update investors when a fund’s risk category changes.
    Tags
    Offer information, Managed investment schemes, Roles, Business
    Type
    Page

  13. 31 August 2022

    WATERMAN CAPITAL (FUND 2) LIMITED

    WATERMAN CAPITAL (FUND 2) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 17 December 2014

    FMA closes South Canterbury Finance Limited inquiries

    FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration, the FMA has decided not to take any further action. Read more.
    Tags
    Cases, Media release, Consumer, News & Insights, Enforcement
    Type
    Page

  15. 10 May 2021

    Brunner and Avon Capital

    Brunner and Avon Capital including: Brunner Capital Limited, and Avon Capital Limited
    Tags
    AML/CFT, Roles, Business
    Type
    Page