Back

Search results

Found 3231 results. Displaying page 99 of 216

  1. 28 August 2014

    Consultation Paper: SIPOs and Limit Breaks

    In August/September 2014, the FMA consulted on SIPOs and Limit Breaks. 21 submissions were received. A summary of the submission feedback can be downloaded here.
    Tags
    Managed investment schemes, Consultations, Roles, Business
    Type
    Page

  2. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  3. 4 August 2016

    Work to do on corporate governance disclosure, FMA finds

    The FMA has completed a review of corporate governance disclosures by 45 companies, listed and unlisted. Good corporate governance is one of the FMA’s strategic priorities because it is an important contributor to transparency and efficiency in capital markets. In 2014 the FMA published a Corporate Governance Handbook comprising nine corporate governance principles.
    Tags
    Directors, Governance, Reports and Papers, Roles, Media release, Business, FMA, News & Insights
    Type
    Page, Guidance

  4. 9 May 2017

    IMF NZ FSAP Assessment 2017

    The FMA welcomes the publication of the International Monetary Fund’s Financial System Stability Assessment (FSSA) for New Zealand.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 6 April 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

    Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice).Expired.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 1 March 2011

    Premier eFinance

    Premier eFinance is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 1 November 2018

    Consultation paper: Determining whether you are acquiring a business or assets

    Consultation paper: Determining whether you are acquiring a business or assets. This guidance has been finalised and published. We received four formal submissions, which all supported the proposals. Therefore, no significant changes have been made. Read more
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page

  13. 1 September 2020

    Marketing Giant

    We are concerned Marketing Giant and its websites have the hallmarks of a scam and are offering financial services/products to New Zealand residents.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 1 July 2022

    Enterprise Angels DBG

    Enterprise Angels DBG including: Enterprise Angels Incorporated, EA GP Limited, EA Nominee Limited, Purpose Capital Limited, and Purpose Capital GP Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  15. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page