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  1. 19 July 2017

    FMA confirms KiwiSaver fees methodology

    The FMA has confirmed the methodology KiwiSaver scheme providers must use when calculating the dollar amount of fees paid by KiwiSaver investors for annual statements. The FMA wants to ensure providers are calculating fees accurately without burdening them with unnecessary costs and ensuring they have time to comply.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  2. 31 August 2022

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 22 March 2019

    Securities Regulatory Authority

    FMA recommends exercising caution before dealing with the Securities Regulatory Authority as it is not a legitimate financial services regulator, and is endorsing products and services from suspected scams.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  4. 5 June 2019

    Tiger Brokers (NZ) Limited

    Tiger Brokers (NZ) Limited, formerly known as Top Capital Partners Limited, FSP473106, is an AML reporting entity.
    Tags
    Type
    Page

  6. 22 March 2019

    International Escrow Services

    FMA recommends investors exercise caution before dealing with International Escrow Services as it is not a legitimate online escrow services company.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 9 May 2019

    strategicfinancelimited.com

    FMA warns that strategicfinancelimited.com could be involved in a scam and it is not associated with the Strategic Finance Limited registered in New Zealand (NZBN: 9429037630928).
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 9 August 2019

    Strategic Risk Outlook

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    Type
    Page, Corporate publications, Strategic Risk outlook

  9. 7 October 2020

    Royals FX

    Royals FX could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 2 February 2021

    winngroups.com and winngc.com

    The FMA is concerned that Winn Group Ltd and https://www.winngroups.com/ have the hallmarks of an investment scam and recommends exercising caution when dealing with the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  11. 7 April 2021

    Haggart, Eckhoff and Associates

    We are concerned that Haggart, Eckhoff and Associates may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 20 August 2014

    FMA files civil proceedings against trustee

    The FMA has filed civil proceedings against Prince and Partners Trustee Company Limited, using the powers of section 34 of the Financial Markets Authority Act. Prince was the trustee for finance company Viaduct Capital Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  13. 24 August 2011

    FMA reminds Red Zone homeowners about new advice rules

    The Financial Markets Authority is reminding Canterbury residential Red Zone homeowners seeking financial advice about payout offers to check they're dealing with registered professionals.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 19 December 2019

    DBS Securities Limited

    We have received a complaint from a NZ investor who invested funds with Glen Hamilton & Partners LLC in 2017 after receiving an unsolicited cold call.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 19 December 2019

    Glenn Hamilton & Partners LLC

    We are concerned the operations of both entities indicates they are both associated in the operation of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page