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Found 3230 results. Displaying page 69 of 216

  1. 28 November 2016

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  2. 1 October 2015

    AMP Services (NZ) Limited

    AMP Services (NZ) Limited, FSP38082, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  3. 30 November 2015

    V.I.P. Financial Services Limited

    V.I.P. Financial Services Limited, FSP467726, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 17 November 2016

    Futurity Investment Group Limited

    Australian Scholarships Group Friendly Society Limited, FSP53922, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 2 November 2016

    i-Select Limited

    i-Select Limited, FSP250465, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  6. 1 December 2016

    Saturn Invest New Zealand Limited

    Saturn Invest New Zealand Limited, FSP414106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  7. 2 December 2020

    Warren Douglas Potter

    Warren Douglas Potter is a licensed independent trustee. FSP No: FSP738531.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  8. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  9. 16 October 2015

    Anthony John Munro

    Anthony John Munro, FSP5501, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  10. 29 August 2016

    BNZ Investment Services Limited

    BNZ Investment Services Limited, FSP28021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 3 April 2020

    Updated: FMA further extends deadline for financial reporting

    The Financial Markets Authority (FMA) is providing regulatory relief to market participants to give them an additional two months to provide their audited financial statements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to support the industry. Firms that need to provide these financial statements include listed issuers on the NZX.
    Tags
    COVID-19, New Financial Advice regime, FMC Act, Directors, Legislation, Roles, Business, News & Insights
    Type
    Page, Financial reporting

  12. 17 December 2020

    Paradox Therapeutics

    We recommend exercising caution when dealing with Paradox Therapeutics. Paradox Therapeutics representatives have made unsolicited calls to New Zealand residents offering investment in the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 24 August 2021

    crowntradeltd.com

    We are concerned that crowntradeltd.com is involved in a scam. There are false claims made on this website that they are connected with a company incorporated in New Zealand – Crown Trade Corporation Limited who has confirmed that they do not operate and are not associated with this website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 28 November 2014

    Phase two of financial markets law completes long-term overhaul

    The second phase of New Zealand’s new capital markets and financial services law takes effect from 1 December. Phase two includes licensing provisions that extend to several hundred further businesses, and a major shift in the quality of investor disclosure for financial products.
    Tags
    FMC Act, Legislation, Media release, Business, News & Insights
    Type
    Page

  15. 31 October 2015

    Balmer, Jeffs & Company Limited

    Balmer, Jeffs & Company Limited, FSP14261, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page