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1. 14 June 2024

   Conduct of Financial Institutions (CoFI) legislation

   The Financial Markets (Conduct of Institutions) Amendment Act 2022 amends the Financial Markets Conduct Act 2013 to ensure certain financial institutions treat consumers fairly. CoFI is designed to protect consumers by putting the consumer at the forefront of institutions’ decisions and actions. Read more about the CoFI legislation on this page.

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   Banking, Conduct, Legislation, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Roles, Business

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2. 3 July 2024

   FMA censures deVere for breaching its licence obligations

   The FMA has censured Auckland-based financial services firm deVere New Zealand Limited (deVere) for failing to comply with obligations under its Financial Advice Provider (FAP) licence.

   Tags

   Media release, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Enforceable undertaking, Roles, Powers, Business, News & Insights, Enforcement

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3. 23 April 2024

   Finance professionals

   The business pages provide financial market participants with guidance and information to fulfil your ongoing licence and regulatory obligations.

   Tags

   Compliance, Business, FMA

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4. 3 July 2024

   News & Insights

   This section of the FMA website includes all news issued by the FMA including media releases; reports and papers; speeches; research papers; articles and opinion pieces.

   Tags

   News & Insights

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