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  1. 30 November 2012

    Further charges laid in Belgrave Finance investigation

    Hugh Edward Staples Hamilton (61) has appeared at the Auckland District Court today charged with fraud following the 2008 collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 30 September 2014

    FMA issues warning about General Equity

    The Financial Markets Authority (FMA) has issued a warning about General Equity (previously named General Equity Building Society), a New Zealand registered building society.
    Tags
    Media release, News & Insights
    Type
    Page

  5. 28 June 2013

    More charges laid against David Ross

    Three more charges have been laid by the Financial Markets Authority (FMA) against David Ross alleging breaches of financial markets legislation. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 28 September 2010

    Commission Consults on Standard Conditions for QFEs

    The Securities Commission invites submissions on proposed standard conditions for financial adviser businesses that apply for Qualifying Financial Entity (QFE) status. This follows the Commission's consultation early this month on the licence conditions for Authorised Financial Advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 30 April 2014

    Survey shows investors look forward to easy-to-follow IPO offer documents

    A New Zealand investor survey conducted on behalf of the Financial Markets Authority and NZX shows there is good support for companies making initial public offerings (IPOs) among those who have invested in recent IPOs.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  9. 27 August 2015

    FMA encourages people to get their KiwiSaver fighting fit during Money Week

    The FMA has launched its plans for Money Week 2015. This year the FMA wants people to complete an online health check of their KiwiSaver by answering five simple questions to make sure they are tuned in to their KiwiSaver investment.
    Tags
    KiwiSaver & Superannuation, Media release, Campaigns, Consumer, News & Insights
    Type
    Page

  10. 11 April 2017

    Consultation on KiwiSaver fees methodology

    KiwiSaver members will be able to see the dollar cost of the fees they are paying in their annual statements next year. The Ministry of Business and Innovation and Employment (MBiE) is currently amending the Financial Markets Conduct Regulations so that individual members’ total fees must be disclosed in annual statements in dollar values, from March 2018.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  11. 1 December 2014

    ICE Futures Europe

    ICE Futures Europe are licensed market operators. Their licensed market is ICE Futures Europe.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  12. 14 November 2016

    Northwest Healthcare Properties Management Limited

    Northwest Healthcare Properties Management Limited, FSP33302, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 8 July 2011

    Share Buyers Limited

    Unsolicited offers – the amount offered per share is less than the current market price of the shares.
    Tags
    Suspected scam, Scams
    Type
    Page