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Found 3698 results. Displaying page 21 of 247

  1. 17 February 2021

    NZX Derivatives Market Rules Approval of Rule Change Notice Feb 2021

    Pursuant to section 331 of the Act, the FMA approves changes to the NZX Derivatives Market Rules in accordance with the proposed amendments provided for approval by NZX to the FMA on 22 December 2020.
    Tags
    Regulation updates, Derivative Issuer, Roles, Business
    Type
    PDF, Notice

  3. 1 June 2015

    Investor Confidence Research 2015

    The Investor confidence Research report 2015 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF, Research

  6. 1 June 2014

    Declaration by independent trustee individual

    Declaration form to be completed by individual independent trustees.
    Tags
    Independent trustee, Roles, Licensing & registration, Declaration, Business
    Type
    Word document, Application form

  8. 30 January 2013

    Expense disclosure CE 2012 jul dec

    CE gifts and hospitality disclosure for the period 1 July 2012 - 31 December 2012
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  10. 9 April 2020

    CoFR table of deferred regulatory initiatives April 2020

    The table provides a comprehensive list of the regulatory initiatives that are being deferred during the Covid-19 crisis.
    Tags
    COVID-19, Council of financial regulators (CoFR), FMA, News & Insights
    Type
    PDF

  12. 25 September 2020

    Hits and Myths Mary Holm Guidebook

    Hits and myths is an introductory guide to investing
    by Mary Holm. It’s a quick guide for anyone who’s thinking about or already dabbling in investing – and wants to know more.
    Tags
    Investment basics, Investing, Consumer
    Type
    PDF

  13. 1 July 2021

    FAP Licensing Application Guide Class 1 questions

    FAP Licensing Application Guide Class 1 questions: This document contains the questions you will be asked when applying for a Class 1 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.
    Tags
    Financial Advice Provider, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  15. 15 December 2021

    Fonterra Shareholders' Market Listing Rules - Approval of Change Notice 2021

    The amendments to the FSM Listing Rules are generally consequential on external factors relating to Fonterra, and include the following: FSM Listing Rule 1.8.2, Rules 1.8.2(c), 1.8.4(a) and 6.1.2(a)(ix) and (x) and the Glossary, and, FSM Listing Rule 6.1.2 are amended
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice