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Found 3698 results. Displaying page 106 of 247

22 June 2016

SPGI Director sentenced today

SPGI director Mark Andrew Turnock has today been sentenced in the Auckland High Court to four months home detention and 200 hours of community work. Read more.

Tags

Media release, Cases, News & Insights, Enforcement

Type

Page
8 March 2017

FMA updates guidance on KiwiSaver sales and advice

The Financial Markets Authority today released updated guidance on sales and advice for KiwiSaver providers. KiwiSaver is an important part of New Zealanders’ future financial security and for some it is their first and only investment. This makes it critical that KiwiSaver members get the help they need to make good decisions.

Tags

KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights

Type

Page
1 July 2022

Investing Myth #1: ‘I am not an investor’

If you’ve ever earned interest in a bank account, you are an investor. Mary Holm debunks the myth of 'I am not an investor' and talks about the four main types of returns on this page.

Tags

Investment basics, Investing, Consumer

Type

Page
19 February 2021

500 Investments/ Cabsy Holdings Ltd

We are concerned 500 Investments/ Cabsy Holdings Ltd have the hallmarks of a scam. We recommend exercising caution before dealing with this entity as it is not a registered company or financial service provider in New Zealand.

Tags

Suspected scam, Scams

Type

Page
31 August 2022

New Ground Capital DBG

New Ground Capital DBG including: New Ground Capital Limited, NZ Residential Property Fund Limited, and New Ground SME Partnerships Fund Limited

Tags

AML/CFT, Roles, Designated Business Group (DBG), Business

Type

Page
21 June 2022

Suspected scam: nesbittrusteeslimited.com

We are concerned that nesbittrusteeslimited.com (‘the website’) is involved in a scam. The website falsely claims to be registered in New Zealand and is using details of a NZ entity, Nesbit Trustees No 1 Limited (‘Nesbit’), without permission. Nesbit has confirmed that they are not associated with the website.

Tags

Imposter website, Suspected scam, Consumer, Scams

Type

Page
9 May 2017

IMF 2016 review of NZ

The FSAP is a comprehensive assessment of the country’s financial sector and was coordinated by the Reserve Bank of
New Zealand (RBNZ) on behalf of the members of New Zealand’s Council of Financial Regulators, which includes the FMA, the Treasury and MBIE.
New Zealand’s prudential and securities regulation was tested against international principles and practices.

Tags

Reports and Papers, Regulation, Business, News & Insights

Type

PDF
1 June 2014

Auditor regulation and oversight plan 2014 2017

Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways
we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2014-2017 period

Tags

Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
13 November 2019

Ease of doing business survey report 2019

The FMA commissioned Buzz Channel to conduct research among key stakeholders to understand the effectiveness of
interactions FMA has with stakeholders and satisfaction with
the service it provides.

Tags

Reports and Papers, FMA, News & Insights

Type

PDF, Research
18 June 2020

Auditor Regulation and Oversight Plan 2020 2023

This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.

Tags

Auditors, Regulation, Roles, Business

Type

PDF, Report
3 March 2016

IFIAR Survey of Inspection Findings 2015

In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.

Tags

Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
27 July 2020

Our immediate priorities during the COVID-19 response and recovery

This information sheet outlines the FMA’s immediate priorities as New Zealand continues to respond to the COVID-19 pandemic, showing how we will support that response and recovery, while also ensuring financial service providers support their customers and investors.

Tags

COVID-19, FMA, News & Insights

Type

Page
27 June 2019

NZX Obligations Review 2018

Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2018.

Tags

Market operator, Reports and Papers, Roles, Business, News & Insights

Type

PDF
29 June 2012

NZX Obligations Review 2012

Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2012.

Tags

Market operator, Roles, Reports and Papers, Business, News & Insights

Type

PDF
30 May 2015

CMB Information Sheet for May 2015

Offers of contributory mortgages made by contributory mortgage brokers who are not lawyers are regulated under the Securities Act (Contributory Mortgage) Regulations 1988 (Regulations). The Regulations exempt brokers from certain disclosure and governance requirements, under the Securities Act 1978.

Tags

FMC Act, Governance, Legislation, Business, FMA

Type

PDF, Information Sheet