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Found 3697 results. Displaying page 105 of 247

  1. 31 October 2015

    Forsyth Barr Investment Management Limited

    Forsyth Barr Investment Management Limited, FSP25021, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  2. 17 December 2015

    Kerry Langley Haycock

    Kerry Langley Haycock, FSP455966, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 8 June 2016

    PledgeMe Limited

    PledgeMe Limited, FSP359926, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Roles, Business
    Type
    Page

  4. 5 August 2015

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 23 December 2015

    Ian Howard Russon

    Ian Howard Russon, FSP478366, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  6. 27 September 2019

    GL-FX

    GL-FX is not licensed or registered to provide financial services in either New Zealand or the United Kingdom. We are concerned that GL-FX may be operating a scam.
    Tags
    Suspected scam, Business, Scams
    Type
    Page

  8. 1 September 2020

    Marketing Giant

    We are concerned Marketing Giant and its websites have the hallmarks of a scam and are offering financial services/products to New Zealand residents.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 3 November 2020

    FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago

    The FMA has appointed a temporary manager to manage three schemes previously operated by Fund Managers Otago Limited (FMO). The schemes’ supervisor, Trustees Executors Limited, determined it was in the best interests of investors to remove FMO as manager of those schemes.
    Tags
    Compliance, FMC Act, Regulation, Legislation, Media release, Business, FMA, News & Insights, Enforcement
    Type
    Page

  10. 9 April 2021

    Cash Forex Group/CashFX

    WARNING: The FMA recommends exercising caution before dealing with Cash Forex Group/ CashFX Group.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 16 February 2022

    FMA warns about website venusfundslimited.com

    WARNING: Company registration details of a New Zealand company Venus Funds Limited are displayed on the website but the New Zealand company has confirmed that they are not associated with the website. The financial services listed on the website are different to the financial service provided by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 24 May 2013

    Another Dominion Finance director pleads guilty to FMA charges

    A former director of Dominion Finance Group and North South Finance, Robert Barry Whale, has pleaded guilty to seven Securities Act charges of misleading investors in a prosecution taken by the Financial Markets Authority. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  13. 31 March 2011

    D-day for Financial Advisers

    From 1 April, all financial advisers, or the companies they work for, have to be registered on the online Financial Service Providers Register, www.fspr.govt.nz. Advisers who should be on the register, but aren't risk hefty penalties.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 13 March 2015

    Consultation paper: Financial Markets Conduct Act exemptions

    Consultation paper: Financial Markets Conduct Act exemptions. We sought comments on matters we believe should receive support through the FMA’s legislative tools, but for which we have yet to develop policy proposals. Read more here.
    Tags
    FMC Act, Legislation, Consultations, Exemptions, Business
    Type
    Page

  15. 26 May 2015

    Annual review shows NZX meeting regulatory obligations

    The Financial Markets Authority (FMA) today confirmed that NZX has complied with its statutory obligations to ensure that its markets are fair, orderly, and transparent.
    Tags
    Market operator, Roles, Business
    Type
    Page