Back

Search results

Found 3697 results. Displaying page 98 of 247

  1. 20 September 2019

    WFE Capital

    We are concerned that WFE Capital is involved in a scam. WFE Capital is not licensed or registered to provide financial services in either New Zealand or Hong Kong.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 24 April 2020

    Conduct expectations in response to COVID-19

    Conduct expectations in response to COVID-19. The FMA and other members of the Council of Financial Regulators (CoFR) are continuing to closely monitor the impact of COVID-19 on New Zealand’s financial system.
    Tags
    Client money or property services provider, COVID-19, Cryptocurrencies, Derivatives, Financial Adviser, Independent trustee, Market operator, Roles, Ways to invest, Investing, Business, Consumer, News & Insights
    Type
    Page

  3. 28 May 2020

    FMA warns financial adviser for advice to clients about COVID-19

    FMA has issued a formal warning to a financial adviser who made recommendations to clients that they urgently move their investments to ‘low risk’ funds in the wake of COVID-19. The adviser failed to clarify that the advice may not be suitable for all clients.
    Tags
    Financial Adviser, COVID-19, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 15 July 2021

    forexdce.com

    We believe www.forexdce.com is involved in a scam. We have received a complaint from a New Zealand resident who has been persuaded by a person they met online to invest with the platform. The complainant is now having difficulties withdrawing funds from the platform.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  5. 26 August 2021

    RIVAL WEALTH LIMITED

    RIVAL WEALTH LIMITED (FSP30481) is licensed to provide DIMS
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  6. 18 June 2015

    Milford Asset Management to pay $1.5 million following FMA investigation

    The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation, under which Milford has agreed to make payments totalling $1.5m. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 25 May 2012

    FMA welcomes Belgrave Finance guilty plea

    Shane Joseph Buckley, a director of failed finance company Belgrave Finance Limited (In receivership and In liquidation), pleaded guilty to 25 charges under the Securities Act, Crimes Act, and the Companies Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 30 September 2011

    Canterbury advisers rise to the challenge

    76 Canterbury financial advisers have met an extended regulatory deadline to become Authorised Financial Advisers (AFAs).
    Tags
    Media release, News & Insights
    Type
    Page

  9. 14 September 2011

    FMA update on finance company investigations

    The Financial Markets Authority announced that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end of 2011. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 20 December 2019

    Alvarium Wealth (NZ) Limited

    Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 29 July 2019

    Girard Montague

    We recommend exercising caution before dealing with Girard Montague, Richard Sinclair, Richard Tan and the website https:ljwww.girard- montague.com as Girard Montague is not listed on the FSPR and is not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 28 February 2018

    Corporate governance handbook

    We recognise the vital role good corporate governance plays in contributing to markets that are fair, efficient and transparent, and to ensuring stakeholders’ interests are respected.
    Tags
    Directors, Roles, Business
    Type
    Page

  15. 5 October 2020

    Investing Myth #8: 'Getting advice is too expensive'

    ‘Getting advice is too expensive’ is an investment myth that is debunked by Mary Holm for the FMA. She talks about the benefit of of getting advice at key points of your life and who to talk to when you need financial advice.
    Tags
    Financial advice, Investment basics, Get advice, Investing, Consumer
    Type
    Page