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Found 3698 results. Displaying page 68 of 247

  1. 9 February 2024

    Early Offerings – IPO website harvesting investor details

    FMA believes Early Offerings is a front, used to collect personal information from New Zealanders, which then enables overseas scammers to contact them with fictitious investments.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 16 February 2024

    Riseup Trade – Suspected scam

    The FMA considers Forex a derivative. Entities offering derivative services in New Zealand are required to hold a derivatives issuer licence. Riseup Trade does not hold this type of licence, nor is it registered on the Financial Service Providers Register.
    Tags
    Derivative Issuer, Suspected scam, Derivatives, Roles, Business, Consumer, Scams
    Type
    Page

  4. 19 February 2024

    Licensing Application Guide - Financial Services PART A

    To apply for a market service licence you need to read both PART A and PART B of our licensing application guide. PART A: (this guide) provides general guidance about the licensing process. This includes information about who needs a licence, how to login to the application portal and how to create a RealMe identity, if you don’t already have one (you’ll need one before you can apply).
    Tags
    Crowdfunding providers, Derivative Issuer, Independent trustee, Licence guide, Roles, Licensing & registration, Business, Managed investment schemes
    Type
    PDF

  5. 16 February 2024

    NZCDC Designation Notice FMA RBNZ

    Financial Market Infrastructures Act Designation Notice (NZCDC) 2024
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF, Notice

  7. 19 February 2024

    Alexander John COONEY

    Alexander John COONEY is an AML/CFT reporting entity.
    Tags
    Type
    Page

  13. 21 February 2024

    Delovan Dalir SALEH

    Delovan Dalir SALEH is an AML/CFT reporting entity.

    Tags
    Type
    Page

  14. 21 February 2024

    DEAN PATERSON LIMITED

    DEAN PATERSON LIMITED is an AML/CFT reporting entity.

    Tags
    Type
    Page

  15. 21 February 2024

    Deborah WALL

    Deborah WALL is an AML/CFT reporting entity.

    Tags
    Type
    Page