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Found 3699 results. Displaying page 64 of 247

1. 20 September 2023

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 31 August 2022

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

2. 18 August 2016

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

3. 28 July 2016

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Kiwi Wealth Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

4. 29 June 2016

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period.

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

5. 8 November 2016

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

6. 20 September 2016

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

7. 2 December 2016

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

8. 2 December 2016

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   Tags

   Waivers, Roles, Business, Managed investment schemes

   Type

   Page

9. 2 December 2015

   ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   ASB Bank Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

   Tags

   Waivers, Managed Investment Schemes, Business

   Type

   Page

10. 11 June 2021

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021

    Tags

    Waivers, Managed Investment Schemes, Business

    Type

    Page

11. 25 November 2016

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

12. 2 December 2016

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Tags

    Waivers, Roles, Business, Managed investment schemes

    Type

    Page

13. 20 September 2023

    Consultation: Renewal of class exemption for MIS managers where assets do not have an appropriate market index

    The FMA is seeking feedback on whether to renew a class exemption for MIS managers where assets do not have an appropriate market index.

    Tags

    Consultations, Roles, Business, Managed investment schemes, Supervisor

    Type

    Page

14. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.

    Tags

    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights

    Type

    Page, Podcast

15. 1 January 2019

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018

    Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice (No 2) 2018. Expired.

    Tags

    Designations, Business

    Type

    Page