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Found 6014 results. Displaying page 398 of 401

  1. 22 March 2019

    www.redsolarcapital.com

    FMA warns that the website www.redsolarcapital.com is not associated with or operated by Red Solar Capital Limited, which is registered and licensed in Hong Kong.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 16 June 2021

    Catalist Markets Limited

    Catalist Markets Limited is a licensed market operator.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  5. 22 June 2016

    SPGI Director sentenced today

    SPGI director Mark Andrew Turnock has today been sentenced in the Auckland High Court to four months home detention and 200 hours of community work. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 9 June 2017

    FMA files charges under Crimes Act

    Robert Ian South and Murray Byron Provan appeared in the Tauranga District Court in relation to various charges filed by the FMA under the Crimes Act. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  7. 13 July 2020

    World Markets

    World Markets and its website, https://worldmarkets.com/ have the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 28 August 2014

    Consultation Paper: SIPOs and Limit Breaks

    In August/September 2014, the FMA consulted on SIPOs and Limit Breaks. 21 submissions were received. A summary of the submission feedback can be downloaded here.
    Tags
    Consultations, Roles, Business, Managed investment schemes
    Type
    Page

  12. 23 November 2022

    FMC Act exemptions

    List of Markets Conduct Act exemptions.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  13. 19 March 2021

    Jarden Securities Limited

    Jarden Securities Limited, FSP3202, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  14. 25 February 2019

    Robert Ian South and Murray Byron Provan

    Two men, Robert Ian South and Murray Byron Provan, face various charges under the Crimes Act. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  15. 21 March 2018

    Mahi-FX

    Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page