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Found 6014 results. Displaying page 18 of 401

  1. 31 August 2022

    CLEARING HOUSE LIMITED

    Clearing House Limited is an AML/CFT reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 7 July 2020

    Financial Markets Conduct (AxiCorp Financial Services Pty) Exemption Notice 2020.

    The Financial Markets Conduct (AxiCorp Financial Services Pty Ltd) Exemption Notice 2020 provides relief to AxiCorp Financial Services Pty Ltd (AxiCorp) from certain financial reporting and audit obligations of the FMC Act as well as the requirement in Schedule 6 of the FMC Regulations that the register entry for an offer of derivatives contains financial statements that comply with NZ GAAP and have been audited by a qualified auditor (as that term is defined in the FMC Act).
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 27 July 2020

    FMA outlines short-term priorities in response to COVID-19

    The Financial Markets Authority (FMA) has today released an information sheet outlining its priorities over the next three to six months as New Zealand continues to respond to COVID-19.
    Tags
    Compliance, Directors, Governance, Regulation, Regulation updates, Roles, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  5. 5 August 2020

    Great Motivation International

    Great Motivation International and its website, www.grmfx.com, may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 18 August 2020

    PERSONAL INVESTMENT CENTRE LIMITED

    PERSONAL INVESTMENT CENTRE LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 31 August 2022

    NZX Clearing DBG

    NZX Clearing DBG including: New Zealand Clearing Limited, New Zealand Depository Limited, and New Zealand Depository Nominee Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  9. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 29 March 2022

    FMA warns about a Decentralised Application: eth-coinbasemart.com

    FMA are concerned that eth-coinbasemart.com (the dapp), a Decentralised Application, is involved in a scam. We have received a complaint from a New Zealand resident whose funds have been unreasonably withheld by the dapp.
    Tags
    Investor information, Suspected scam, Consumer, Scams
    Type
    Page

  11. 22 February 2019

    Crown Financial Service

    Crown Financial Service (FSP359786) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 8 January 2020

    HILLIER FINANCE LIMITED

    Hillier Finance Limited, FSP707792, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 6 July 2020

    Financial Markets Conduct (Takeovers Panel) Exemption Notice 2020

    The notice exempts the Takeovers Panel (the Panel) from the substantial holding disclosure provisions of the Financial Markets Conduct Act 2013 (the FMC Act) in respect of any relevant interest in quoted voting products of a listed issuer that the Panel has, as the result of an enforceable undertaking.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page