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Found 6014 results. Displaying page 13 of 401

  2. 1 June 2015

    Nomura Financial

    NZ Police have identified Nomura Financial as sophisticated overseas scammers.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 31 August 2022

    STREETS INSURANCE LIMITED

    STREETS INSURANCE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 21 July 2021

    Acquire Financial Services Limited

    Acquire Financial Services Limited are an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  5. 23 August 2021

    FMA issues warning to Sharesies for AML/CFT breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued a formal warning to Sharesies Limited and Sharesies Nominee Limited for failing to have sufficient anti-money laundering procedures, policies, and controls in place.
    Tags
    AML/CFT, Roles, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page

  6. 31 August 2022

    FKA Nominees Limited

    FKA Nominees Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 22 February 2022

    FMA warns primefirmtrade.com unreasonably withholding investor funds

    WARNING: FMA concerned that primefirmtrade.com is withholding client funds unreasonably. Clients are required to make a large sum payment for a “withdrawal code” to withdraw funds from their trading accounts.
    Tags
    Investing, Suspected scam, Consumer, Scams
    Type
    Page

  9. 8 July 2014

    FMA issues New Zealand’s first licence for peer-to-peer lending services

    The Financial Markets Authority (FMA) has issued its first peer-to-peer lending service licence. Auckland-based Harmoney is the first provider of this new financial service, under the provisions of the Financial Markets Conduct Act 2013.
    Tags
    Peer-to-peer lending service providers, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 30 August 2012

    FMA welcomes Belgrave Finance sentencing

    Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 3 August 2011

    FMA completes NZX inquiry

    FMA has completed its inquiry into continuous disclosure issues in relation to comments made by Mr Mark Weldon, CEO of NZX Ltd, concerning the carrying value of its subsidiary Clear Grain Exchange.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 7 July 2010

    Dominion and North South Finance Directors Charged

    The Securities Commission has laid criminal charges and issued civil proceedings against Dominion Finance Group Limited and North South Finance Limited directors Vance Arkinstall, Richard Bettle, Terence Butler, Ann Butler, Paul Forsyth and Robert Barry Whale. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page