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Found 1934 results. Displaying page 55 of 129

  1. 11 June 2015

    New roles within the FMA executive team

    The Financial Markets Authority (FMA) has made the following appointments to its executive team effective 1 July 2015.
    Tags
    FMA executive team, Governance, Media release, FMA, News & Insights
    Type
    Page

  2. 27 September 2017

    FMA publishes annual report 2017

    The Financial Markets Authority (FMA) published its annual report today for the financial year ending June 30 2017. This highlights two key developments for the FMA; a Government review confirming increased funding and the IMF’s Financial System Stability Assessment.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 22 February 2018

    FMA opens applications for personalised digital advice

    FMA is now open for applications from providers seeking to offer personalised financial advice to consumers through digital tools and platforms (so-called robo-advice).
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  6. 4 December 2014

    FMA releases Audit Quality Review Report

    Media release relating to the launch of the FMA Audit Quality Review report 2014
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  7. 9 June 2011

    FMA warns of unacceptable KiwiSaver sales practices

    The Financial Markets Authority is urging investors to be wary of unacceptable sales practices being used in selling some KiwiSaver schemes.
    Tags
    Media release, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page

  8. 18 October 2019

    FMA issues AML/CFT warning to Circle Markets Limited

    The Financial Markets Authority (FMA) has issued a formal warning to a non-licensed derivatives issuer and forex provider, Circle Markets Limited, under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  9. 22 September 2017

    FMA toughens approach to misuse of FSPR

    The Financial Markets Authority’s report on the Financial Service Providers Register (FSPR) sets out its work to prevent the misuse of the FSPR between 2014 and 2017.
    Tags
    Media release, Directors, Roles, Business, News & Insights
    Type
    Page

  10. 8 April 2024

    Peer-to-peer lending service providers

    Peer-to-peer lending is a type of financial market service covered by the FMC Act. Find out more about becoming a peer-to-peer lending service provider, the licensing and registration and compliance obligations along with exemptions available in New Zealand.
    Tags
    Compliance, Obligations, Licensing & registration, FMC Act, Exemptions, Roles, Legislation, Business, Peer-to-peer lending service providers
    Type
    Page

  14. 4 November 2021

    Self-reporting issues to FMA does not provide immunity from litigation

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has laid its expectations for how firms under its supervision should deal with the regulator when day-to-day interactions evolve in the event of an enforcement process.
    Tags
    Monitoring, Media release, Business, News & Insights, Enforcement
    Type
    Page, Financial reporting

  15. 10 December 2020

    FMA issues formal warning for market manipulation

    The Financial Markets Authority (FMA) has issued a formal warning to an individual for conduct that was likely to have amounted to market manipulation.
    Tags
    Cases, Compliance, Shares, Ways to invest, Investing, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page