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  1. 5 May 2017

    FMC (NZX Main Board/Debt Market Listing Rules) Approval of Rule Change Notice 2017)

    The changes approved in this notice are: a new NZX Corporate Governance Code that will replace existing Appendix 16 to the Listing Rules, changes to the Listing Rule 10.4.5, changes to references to the title of Appendix 16, and correction of a typographical error.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  6. 28 June 2018

    NZX Obligations Review 2018

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2018.
    Tags
    Reports and Papers, Roles, Monitoring, Business, Market operator, News & Insights
    Type
    PDF

  7. 2 December 2022

    Accredited Body Report - NZICA 2022

    Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2021 to 30 June 2022.
    Tags
    Roles, Accredited bodies, Business
    Type
    PDF, Report

  8. 5 June 2020

    ANZ Bank New Zealand Limited

    Details of three cases taken by the FMA against ANZ including false and misleading representations over credit card insurance charges alleged contraventions of the Fair Trading Act 1986 by ANZ in relation to the marketing, promotion and sale of interest rate swaps to rural customers from 2005 to 2009 and ANZ Bank New Zealand Ltd challenge of FMA's decision to disclose to third parties, documents the FMA has obtained from ANZ through the exercise of its statutory powers.
    Tags
    Enforceable action, Court – civil, Misleading statement, Powers, Enforcement
    Type
    Page

  9. 3 February 2023

    BUILDING ON BASICS LIMITED

    BUILDING ON BASICS LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 3 February 2023

    BRITSNZ LIMITED

    BRITSNZ LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 3 February 2023

    NZVC LP

    NZVC LP (FSP1001081) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 3 February 2023

    NZAS RETIREMENT FUND TRUSTEE LIMITED

    NZAS RETIREMENT FUND TRUSTEE LIMITED (FSP518786) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 3 February 2023

    MYFUTURENZ LIMITED

    MYFUTURENZ LIMITED (FSP710191) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 9 February 2023

    FNZ SERVICES (NEW ZEALAND) LIMITED

    FNZ SERVICES (NEW ZEALAND) LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 10 February 2023

    MCKENZIE ENTERPRISES LIMITED

    MCKENZIE ENTERPRISES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page