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Found 1934 results. Displaying page 37 of 129

  1. 15 June 2011

    FMA issues interim order against GFNZ Group

    The Financial Markets Authority has made an interim order to stop allotment of securities by GFNZ Group Limited (formerly known as Geneva Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 31 August 2022

    NZSIF MANAGEMENT LIMITED

    NZSIF MANAGEMENT LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  6. 30 September 2011

    Securities Act (NZX- NZAX Market)

    Securities Act (NZX- NZAX Market) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 23 June 2021

    NZX Limited

    NZX Limited is a licensed market operator.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  10. 31 August 2022

    NZGT (FP) TRUSTEE LIMITED

    NZGT (FP) TRUSTEE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 24 March 2015

    Helen Margaret McKenzie

    Helen Margaret McKenzie, FSP420706, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  12. 31 August 2022

    NZFF ASSET MANAGEMENT LIMITED

    NZFF ASSET MANAGEMENT LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 29 November 2019

    Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019

    The Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019 continues the relief granted in Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2014, which is revoked at the close of 30 November 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  14. 31 August 2022

    FNZ LIMITED

    FNZ LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 August 2022

    FNZ CUSTODIANS LIMITED

    FNZ CUSTODIANS LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page