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Found 1934 results. Displaying page 36 of 129

  2. 13 December 2021

    NZX Wealth Technologies Limited DBG

    NZX Wealth Technologies Limited DBG including: NZX Wealth Technologies Limited, NZX WT Nominees Limited, and NZX WT Nominees (Superannuation) Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  4. 21 July 2011

    NZF prospectus withdrawn after FMA investigation

    NZF Money Limited (NZF) has withdrawn its 2010 debt prospectus from the market following an investigation by the Financial Markets Authority (FMA).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 1 May 2015

    Securities Act (NZX Limited)

    Securities Act (NZX Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 1 January 2019

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018 amends the Financial Markets Conduct (NZX–NXT Market) Exemption Notice 2014 (the principal notice) to change the date on which the principal notice is revoked from 30 November 2019 to 30 June 2019. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 28 November 2016

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  11. 29 August 2016

    BNZ Investment Services Limited

    BNZ Investment Services Limited, FSP28021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 12 August 2019

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page