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Found 1933 results. Displaying page 29 of 129

  4. 3 December 2014

    FMA reaches settlement with ANZ over rural interest rate swaps

    The Financial Markets Authority said it has reached a settlement with ANZ Bank New Zealand Limited regarding the sale, promotion and marketing of rural interest rate swaps to rural customers. Read more.
    Tags
    Fair dealing, Media release, Business, Consumer, News & Insights
    Type
    Page

  5. 26 May 2015

    Annual review shows NZX meeting regulatory obligations

    The Financial Markets Authority (FMA) today confirmed that NZX has complied with its statutory obligations to ensure that its markets are fair, orderly, and transparent.
    Tags
    Market operator, Roles, Business
    Type
    Page

  6. 24 January 2019

    NZX & FMA initiate industry review: Capital Markets 2029

    NZX and FMA have initiated an industry-led review of New Zealand’s capital markets. Capital Markets 2029 is designed to deliver a ten-year vision and growth agenda for the sector.
    Tags
    Media release, Roles, Business, News & Insights, Market operator
    Type
    Page

  8. 15 November 2013

    David Ross sentenced for New Zealand’s largest ever Ponzi

    David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  9. 11 November 2021

    Mido Finance Limited

    WARNING: Mido Finance Limited offers plans for investing in DeFi, NFT and cryptocurrency exchanges while offering daily profits from 0.7 to 4.3%, via its website. The website claims that the company is subject to regulation in New Zealand, but the company is not a registered financial service provider in New Zealand. This means that they cannot provide financial products or services to New Zealand residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 24 June 2019

    Jarden Investment Nominees Limited

    Jarden Investment Nominees Limited, formerly known as First NZ Capital Investment Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 13 December 2021

    Oxygen Global DBG

    Oxygen Global DBG including: Oxygen Global NZ Limited and Oxygen Global Pty Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  12. 7 April 2020

    www.worldclear.cloudtree.co

    www.worldclear.cloudtree.co is not associated with or authorised by the NZ registered company WorldClear Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 9 September 2022

    Imposter website: audaxtrading.net

    The website audaxtrading.net is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Audax Trading Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 31 August 2022

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 4 October 2022

    campartnersinvestment.org and cambridgeinvestmentsltd.com

    WARNING: The website is falsely purporting to be associated with two registered NZ companies – Cambridge Partners Limited (NZBN 9429037884345) and Cambridge Capital Limited (NZBN 9429038446504). The FMA are concerned that www.campartnersinvestment.org may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page